Compliance Independent Assessment Analyst

3 days ago


Mumbai, Maharashtra, India Citi Full time ₹ 8,00,000 - ₹ 12,00,000 per year
  • Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs within the Compliance Independent Assessment (CIA) Plan at a global level
  • Participating in the planning, executing, and reporting of compliance assessments and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity in accordance with Compliance Independent Assessment Plan.
  • Analyzing and documenting report findings, and having preliminary discussions with corresponding control/process owners.
  • Assisting with development of Compliance Testing/Monitoring Risk Assessments, Monitoring Summaries and the development and enhancement of the Compliance Testing/Monitoring Methodologies and Standards for auditing, testing, monitoring, and reporting.
  • Utilizing innovative compliance testing solutions including Data Analytics to increase value and reduce costs of compliance elated activities.
  • Developing effective relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function.
  • Identifying industry best practices and share insight with the CIA teams on a regular basis.
  • Informing CIA management of significant compliance matters that require their attention or action.
  • Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs.
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
  • Additional duties as assigned.

Qualifications:

  • 5-8 years of experience
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Strong business and project management, data analytics, and presentation skills
  • Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Extensive global compliance and audit related experience, and strong knowledge of business processes.
  • Exhibit project management, interpersonal, sound decision making, and intuitive thinking skills.
  • Effectiveness in working within a large scale and complex matrix organization is essential.
  • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.
  • Recommends appropriate and pragmatic appropriate solutions to risk and control issues.
  • Develops effective line management relationships to ensure strong understanding of the business.
  • Must be a self-starter, flexible, innovative, and adaptive.
  • Works collaboratively with regional and global partners in other functional units.; ability to navigate a complex organization.
  • Proficient in MS Office applications (Excel, Word, PowerPoint)

Education:

  • Bachelor's degree; experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus.

Most Relevant Skills

Business Acumen, Credible Challenge, Data Analysis, Laws and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitoring, Risk Identification and Assessment, Risk Remediation.

Job Family Group:

Compliance

Job Family:

Compliance Independent Assessment

Time Type:

Full time

Most Relevant Skills

Business Acumen, Credible Challenge, Data Analysis, Laws and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, Risk Remediation.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View Citi's EEO Policy Statement and the Know Your Rights poster.



  • Mumbai, Maharashtra, India Citi Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...


  • Mumbai, Maharashtra, India Citi Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here.  At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks.  We're fully committed to supporting your growth and development from the start with extensive on-the-job training and...


  • Mumbai, Maharashtra, India Early Career Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Citi's Independent Compliance Risk Management Department provides compliance coverage for a wide range of financial products and services spanning Citi's Asia Pacific business regions. A leading provider of financial services and investment banking opportunities to financial institutions and corporate clients, governments and retail banking clients and...


  • Mumbai, Maharashtra, India Citi Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Citi's Independent Compliance Risk Management Department provides compliance coverage for a wide range of financial products and services spanning Citi's Asia Pacific business regions.A leading provider of financial services and investment banking opportunities to financial institutions and corporate clients, governments and retail banking clients and with a...


  • Mumbai, Maharashtra, India Citi Full time ₹ 1,20,000 - ₹ 2,60,000 per year

    Discover your future at CitiWorking at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you'll have the opportunity to grow your career, give back to your community and make a real impact.Job OverviewCiti's Independent Compliance Risk Management Department provides...


  • Mumbai, Maharashtra, India Board Match-Up Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Location: India (Remote)Title: Independent DirectorEngagement Type: Part-time, Board-level appointmentIndustry: Our client is a growing mid-sized start-up company in the Agri-tech sector in India. They are passionate about driving social impact and empowering communities. They are rooted in sustainable practices, modern farming innovation and redefining how...


  • Mumbai, Maharashtra, India Baker Hughes Full time ₹ 10,00,000 - ₹ 25,00,000 per year

    Cybersecurity and Compliance AnalystAre you passionate about cybersecurity, risk & compliance?Would you like to be a part of successful team?Please Join usA leader in the Energy Technology Industry. Baker Hughes offers opportunities for qualified people who want to grow in our high-performance organization. Our leading technologies and our ability to apply...


  • Mumbai, Maharashtra, India, Maharashtra Cimpress Full time

    We are seeking a self-motivated compliance and data privacy analyst to support NationalPen's & compliance and data privacy program. We are looking for an individual familiar withSOX ITGC compliance and with major data privacy laws to include GDPR and CCPA/CPRA,possessing 2-3 years related work experience in these areas.Primary Responsibilities:Supporting the...


  • Mumbai, Maharashtra, India Crisil Full time ₹ 4,00,000 - ₹ 12,00,000 per year

    As a Compliance Operations Documentation and Research Support member of the GAC Compliance & Risk team, your role will involve various responsibilities: - Responsible for regulatory reporting, refining, and enriching data through analysis, research, and logical assessment - Interacting with the onshore team and handling exceptions in data - Providing Root...


  • Mumbai, Maharashtra, India 3i Infotech Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Please share your CVs on vishal.-OR Whatsapp Cyber Security Compliance ManagerJob DescriptionA Cyber Security Compliance Manager is responsible for developing, implementing, and overseeing Customers information security policies, procedures, and compliance frameworks. The goal is to ensure compliance with industry regulations, mitigate cyber risks, and...