Trade & Transaction Reporting Associate (Regulatory Reporting)

1 week ago


Gurgaon, Haryana, India RBS Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Join us as a Trade & Transaction Reporting Associate

  • Take on a new career challenge and hone your analytic skills in a fast paced, forward-thinking team
  • This is a varied role, where you'll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution
  • This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work
  • We're offering this role at associate level
What you'll do

In your new role, you'll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, making sure that controls are adhered to and that everything is compliant with our regulatory obligations.

As you develop into your role, you'll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people.

Day-to-day, you'll be:

  • Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums
  • Taking responsibility for the exception management of trade and transactions submissions under all applicable reporting jurisdictions
  • Raising and escalating any breaches in regulatory reporting in a timely manner
  • Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes and requests to support the business
The skills you'll need

We're looking for someone with an understanding of relevant asset classes rates, credit, equity, FX, futures markets and structured trading businesses. Ideally, you'll have gained this from working in a middle office or operations environment. And you'll need to have the ability to build and maintain good working relationships with stakeholders.

Additionally, you'll need:

  • Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment
  • An understanding of regulatory reporting requirements
  • An awareness of risk and control frameworks, including process documentation, control documentation and supervisory frameworks
  • The ability to maintain a focus on control and attention to detail

Hours

45

Job Posting Closing Date:

04/09/2025

  • Gurgaon, Haryana, India RBS Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Join us as a Trade & Transaction Reporting AssociateYou'll be at the forefront of protecting the bank and supporting with the design, development, and undertaking of assurance activity on an end-to-end basisThis is a varied role, where you'll be supporting with exception management, reconciliations, controls testing, process management and issue...


  • Gurgaon, Haryana, India RBS Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Join us as a Trade & Transaction Reporting AnalystTake on a new career challenge and hone your analytic skills in a fast paced, forward-thinking teamThis is a varied role, where you'll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolutionThis is an opportunity to develop...


  • Gurgaon, Haryana, India Ameriprise Financial Full time

    The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and...


  • Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time

    Job DescriptionThe Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ('Trade & Transaction Reporting') to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised...


  • Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    The Regulatory Reporting Lead is responsible for the processing and submission of daily EMIR, MiFID, SFTR and SIX Swiss reporting ("Trade & Transaction Reporting") to regulators. In addition to BAU reporting the Analyst is responsible for quality assurance of data, analysis and resolution of non-standard exceptions, queries and issues raised by clients and...

  • Reporting Associate

    2 weeks ago


    Gurgaon, Haryana, India Uber Full time ₹ 4,00,000 - ₹ 8,00,000 per year

    About The RoleWe are seeking a Reporting Associate to join and become a major contributor to our Global Reporting Team. A successful candidate in this position will have demonstrable experience with financial reporting and compliance related responsibilities.The Reporting Associate will be working cross-functionally and have regular interaction with key...


  • Gurgaon, Haryana, India beBeeAnalytics Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Title: Manager - Regulatory ReportingThe primary objective of this role is to spearhead regulatory reporting processes within the organization. This includes maintaining comprehensive process documentation, ensuring data integrity, and addressing internal and external audit queries.As a key member of the Group Treasury RWA Reporting team, the successful...


  • Gurgaon, Haryana, India TheThreeAcross Full time

    Job Description:Role: Regulatory Reporting ManagerExperience: 7+ YearsLocation: GurugramWhat we offer:We have an exciting opportunity to join our Group Treasury RWA Reporting team.Our team is composed of dedicated members responsible for regulatory reporting obligations and aiding in capital management within a strong risk management framework.We prioritise...


  • Gurgaon, Haryana, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job OverviewThis role is focused on regulatory reporting and involves maintaining comprehensive process documentation, ensuring data integrity, handling internal and external audit queries, collaborating with stakeholders to contribute to strategic initiatives and process improvements, performing and signing off on user acceptance testing (UAT) for...

  • Trading Associate

    1 week ago


    Gurgaon, Haryana, India Gradepro Technologies Full time ₹ 1,50,000 - ₹ 28,00,000 per year

    Job Title: Trading Associate Program (Mentored • Capital-Backed) GurugramLocation: (On-Trading Floor) Sector 49, GurugramType: Associate Program (performance-linked payouts)This is a real-desk experience.Accessible workspace