
Regulatory Reporting
2 weeks ago
We are looking for an Operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.
- Develop expert knowledge in Regulatory requirements, processes and systems across global jurisdictions
- Perform reconciliation and exception management as per the various Regulatory requirements
- Investigate and remediate issues with these reports and develop control improvements
- Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
- Improve current processes, procedures and reports including automation of manual processes
- Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
- Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
- Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
- Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm s adherence to its reporting obligations
BASIC QUALIFICATIONS
- Communication skills - Strong written and verbal communication skills, be able to ask right questions and convey the right message
- Problem Solving - be able to analyze the problem and produce potential solutions, will the required direction
- Basic Knowledge/Experience in Regulatory Reporting - around technical terms, jargons used in the industry
- Tools & Technique - such as SQL language to be able to self-serve & analyze
- Risk mindset - Being detail-oriented and capable of delivering a high level of accuracy
- Proficient in the use of MS Office products
- Candidate must be proactive, enthusiastic and team oriented
- Ability to learn quickly and adapt to new changes and new challenges
PREFFERED QUALIFICATIONS
- Strong Regulation Knowledge on CAT Reporting including Trade Life Cycle, JIRA instance navigation, Product expertise, etc
- Tools & Technique - aware of commonly used tools such as Kibana, DROIT, SQL [advanced]
- Problem Solving - be able to analyze the problem independently and produce potential solutions, will limited oversight/direction
- Communication skills - be able to drive discussion independently with stakeholders to address & resolve issues
- Proven ability to organize and prioritize workload and drive results
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