NBFC Compliance

5 days ago

Borivli, Maharashtra, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 6,00,000 - ₹ 12,00,000 per year
  • Having good exposure of compliances applicable to NHB / NBFC Cos.
  • Decent knowledge of provisions of Companies Act, 2013 and SEBI Listing regulations
  • Ensuring that the Company is compliant with the Master Direction/Circulars issued or amended by RBI from time to time.
  • Submission of various Returns with Reserve Bank of India (RBI) and filing of various intimation with RBI
  • Finalisation and Implementation of various Policies, setting up process to monitoring compliances of NBFC.
  • Co-ordination with Various Business Functions for ensuring that the Lending/Investment activities are in compliance with RBI Provisions
  • Managing secretarial activities such as holding Board and Committee Meetings including ALCO and RMC meetings, preparing agenda and minutes, Board presentation and liasoning with business team, shareholders, directors and regulators.
  • Monitoring of loan books of the Company and ensuring proper KYC, credit appraisal, review process is followed
  • Well-versed with compliances with RBI under FEMA pertaining to ODI application, APR, FLA filing for investment in off-shore entities
  • Handling due diligence, RBI inspection, co-ordinating with Internal Auditor, Statutory Auditors, Secretarial and closing the respective audits etc.
  • Ensuring compliances as per the Companies Act, 2013, Secretarial Standards and updation of statutory records and to file various e-forms with MCA.
  • Submission of various disclosures with Stock Exchange under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and ensuring compliance with Debenture Trustees and Exchanges in connection with listed Non-Convertible Debentures ("NCD")
  • Preparation of Offer Document for private placement of listed NCD, Filing of Corporate Action Form, drafting Debenture Trust Deed, Hypothecation cum Mortgage Deed, Listing of NCD with Stock Exchange, Co-ordination with Debenture Trustees, Filing of necessary forms, etc.
  • Preparation of Notice of Annual General Meeting and Extraordinary General Meeting, Board' Report, Corporate Governance Report, etc.

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