Investment Oversight-Team Lead
6 days ago
- Review and interpret governing documents such as prospectuses, supplements and investment management agreements; identify and resolve interpretive issues; and review investment restrictions
- Review account extraction/modification forms and system-coding performed by a team of analysts to ensure accuracy
- Manage new account set-up and rule maintenance process to ensure new accounts and updates to guidelines are accurately completed and reviewed according to procedure
- Monitor new account/amendment onboarding process to ensure that appropriate reviews and signoffs are timely obtained
- Develop, test, and implement automated rules with the monitoring systems and manual monitoring procedures for non-automated rules to ensure accuracy of all account guidelines, instructions, and mandates
- Review post-trade incidents to identify compliance breaches
- Analyze compliance breach trends, identify root causes, and resolve potential systemic issues, including recommending process design improvements and operational efficiencies
- Develop or enhance policies and procedures related to investment compliance processes, with a focus on establishing globally consistent best practices
- Work with IT, data, and system vendors to identify ways to further enhance automation and testing within the compliance systems
About State Street
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you'll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
Discover more information on jobs at
Read our
CEO Statement
-
Investment Oversight- Emerging Lead
6 days ago
Bengaluru, Karnataka, India State Street Full time ₹ 12,00,000 - ₹ 36,00,000 per yearFunctional Job Title: Emerging Lead – Investment OversightJob Title: Sr. AssociateDepartment/ Division: Investment ManagementBasic Purpose of Job:To perform various Investment Compliance tasks in support of SSgA portfolios managed in North America, Europe and Asia Pacific.Key Responsibilities:Assist regional SSgA offices in North America, Europe, and Asia...
-
Investment Oversight- Emerging Lead
6 days ago
Bengaluru, Karnataka, India State Street Full time ₹ 9,00,000 - ₹ 12,00,000 per yearFunctional Job Title: Emerging Lead – Investment OversightJob Title: Sr. AssociateDepartment/ Division: Investment Management Basic Purpose of Job:To perform various Investment Compliance tasks in support of SSgA portfolios managed in North America, Europe and Asia Pacific.Key Responsibilities:Assist regional SSgA offices...
-
Investment Oversight-Team Lead
6 days ago
Bengaluru, Karnataka, India State Street Full time ₹ 12,00,000 - ₹ 24,00,000 per yearReview and interpret governing documents such as prospectuses, supplements and investment management agreements; identify and resolve interpretive issues; and review investment restrictionsReview account extraction/modification forms and system-coding performed by a team of analysts to ensure accuracyManage new account set-up and rule maintenance process to...
-
Team Lead
6 days ago
Bengaluru, Karnataka, India Stronghold Investment Management Full time ₹ 12,00,000 - ₹ 24,00,000 per yearAbout UsStronghold Investment Management ("Stronghold," "SIM," or "the Firm") is a technology-driven, vertically integrated investment manager focused on real-assets and related private markets. Stronghold seeks to deliver best-in-class risk-adjusted returns through an investment framework that features comparatively rapid transaction velocity, deep...
-
Team Lead
11 hours ago
Bengaluru, Karnataka, India Stronghold Investment Management Full time ₹ 6,00,000 - ₹ 12,00,000 per yearAbout UsStronghold Investment Management ("Stronghold," "SIM," or "the Firm") is a technology-driven, vertically integrated investment manager focused on real-assets and related private markets. Stronghold seeks to deliver best-in-class risk-adjusted returns through an investment framework that features comparatively rapid transaction velocity, deep...
-
Team Lead
9 hours ago
Bengaluru, Karnataka, India Stronghold Investment Management Full time ₹ 4,00,000 - ₹ 6,00,000 per yearTeam Lead - Data and Operations Stronghold is seeking a Team Lead - Data and Operations to join our dynamic team in Bangalore. This role will have real-time access to U.S. team members and work on high-priority tasks related to Division Order and Land Administration processes. This role focuses on supporting post-close division order procedures by verifying...
-
Senior Analyst, Investment Strategy
2 weeks ago
Bengaluru, Karnataka, India State Street Investment Management Full time ₹ 15,00,000 - ₹ 25,00,000 per yearState Street Investment Management, one of the world's largest institutional asset managers, is the investment management arm of State Street Bank and Trust Company, a wholly owned subsidiary of State Street Corporation, a leading provider of financial services to institutional investors. Investment Strategy & Research is the investment team of State Street...
-
Investment Team I
6 days ago
Bengaluru, Karnataka, India WEH Ventures Full time ₹ 1,00,00,000 - ₹ 2,00,00,000 per yearWhat is the role?WEH Ventures is looking to add a full-time member to its compact core (investment) team. We are looking for someone with 5-8 years of overall experience with 3-5 years as a founder and/or in investing. For the right individual, this is an opportunity to create impact across the spectrum of investing life-cycle with strong performance...
-
Bengaluru, Karnataka, India Trade and Investment Queensland Full time ₹ 1,20,000 - ₹ 1,80,000 per yearQUEENSLAND SENIOR TRADE AND INVESTMENT COMMISSIONER - SOUTH ASIAAbout Trade and Investment QueenslandTrade and Investment Queensland (TIQ) is the Queensland Government's dedicated global business agency, where the work we do is truly unique. We shape, promote and strengthen Queensland by facilitating some of the most exciting...
-
Investment Sales Lead
2 weeks ago
Bengaluru, Karnataka, India Accred Alts Full timeJob Title:Investment Sales Lead Location:Bengaluru (On-Site) Department:Sales & Business DevelopmentAbout Accred AltsAccred Alts is a next-gen Fintech platform operating in the intersection of finance, real estate and tech. We are reimagining how investors access Alternative Investments, and other wealth-building opportunities. We're on a mission to...