Asset and Wealth Management Audit Associate

1 week ago


Mumbai, Maharashtra, India JPMorganChase Full time

JOB DESCRIPTION

Unlock your potential as an experienced audit professional with our Asset and Wealth Management Audit team.

Job Summary

As an Auditor in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. You will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset & Wealth Management functions.

Job Responsibilities

  • Assist or lead audit engagements covering Asset Wealth Management functions including risk assessment, audit planning, audit testing, control evaluation, documenting work papers, audit report drafting and follow-up and verification of issue closure.
  • Meet time frame and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology.
  • Collaborate with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.
  • Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation.
  • Travel to locations internationally (up to 10%), if required, and adjust work timings, as needed, to support global teams

Required qualifications, capabilities and skills

  • Minimum MBA degree
  • Minimum 5+ years' experience in a financial services firm/bank, with an audit or risk/control background
  • Ability to lead audits and execute audit work remotely, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment.
  • Proficiency in risk assessment, issue/impact analysis and executive report preparation.
  • Good communication and interpersonal skills required with ability to present complex and sensitive issues to senior management.
  • Enthusiastic, self-motivated and works well individually and in teams, shares information, supports colleagues and encourages participation.

Preferred qualifications, capabilities and skills

  • Chartered Accountant preferred
  • Experience of and exposure to Asset Management and/or Wealth Management business will be an added advantage.

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

ABOUT THE TEAM

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.

The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The team's priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.



  • Mumbai, Maharashtra, India JPMorganChase Full time

    JOB DESCRIPTIONThis role is for an experienced audit professional to join the Asset Wealth Management Audit Team.Job SummaryAs a Asset Wealth Management Audit Associate in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to...


  • Mumbai, Maharashtra, India JPMorgan Chase Full time

    Unlock your potential as an experienced audit professional with our Asset and Wealth Management Audit team.Job SummaryAs an Auditor in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal controls. You...


  • Mumbai, Maharashtra, India JPMorgan Chase Full time

    Job DescriptionThis role is for an experienced audit professional to join the Asset and Wealth Management Business Audit Team.Job SummaryAs an Auditor in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to strengthen internal...


  • Mumbai, Maharashtra, India JPMorganChase Full time

    DescriptionJob DescriptionThis role is for an experienced audit professional to join the Asset and Wealth Management Business Audit Team.Job SummaryAs a Senior Auditor in our Internal Audit group, you will lead audit assignments, perform and document audit testing, partner closely with global Audit colleagues and business stakeholders, and use judgment to...

  • Wealth Manager

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Stack Wealth Full time

    About us:Stack Wealth is a Y Combinator - backed fintech startup on a mission to reimagine wealth management for India’s emerging affluent. We believe the private wealth experience shouldn't be limited to a select few, and we're building a wealth-tech platform to make sophisticated investing strategies more accessible, transparent, and aligned with...


  • Mumbai, Maharashtra, India Kiya Full time

    Job Opening Associate Wealth Management Operations)Location: MumbaiWork Model: Office-basedExperience: Minimum 1 yearDepartment: Wealth Management Operations Securities MasterfileRole: Associate Securities Masterfile (SECM)This role is part of the Securities Masterfile team, responsible for asset setup, security maintenance, and pricing for portfolios under...

  • Investment Analyst

    7 days ago


    Mumbai, Maharashtra, India Neo Wealth and Asset Management Full time

    Position– Investment Analyst/ AssociateSummary:The incumbent will be a part of the investment team of Neo Special Credit Opportunities Fund and will play a key role in analyzing various investment opportunities and taking them to meaningful closure. Role will involve evaluating various investment opportunities by doing thorough diligence, developing...

  • Senior Wealth Manager

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Leading Wealth Company Full time

    Job descriptionLARGEST WEALTH MANAGEMENT COMPANY IS HIRINGRole & responsibilitiesWealth Manager HNI AcquisitionExperience : 2 - 10 YearsLocation : Mumbai and BangaloreKey Responsibilities & Accountabilities :• Will be responsible for primarily selling Equity based investment products.• Responsible for identifying customer needs, assessing their risk...


  • Mumbai, Maharashtra, India, Maharashtra Neo Wealth and Asset Management Full time

    Role OverviewWe’re looking for a Senior Content Manager who can connect strategy, storytelling, and brand communication with business outcomes.This role is central to how Neo speaks — across videos, podcasts, long-form content, websites, and social channels. You’ll plan, coordinate, and oversee content that builds credibility with clients, partners,...

  • Private Banker

    2 weeks ago


    Mumbai, Maharashtra, India, Maharashtra Neo Wealth and Asset Management Full time

    Join Neo – Redefining Wealth ManagementAre you a banker who wants to build, not just maintain? At Neo, we’re reshaping wealth management for India’s next generation of HNI clients—aspirational, fast-moving, and seeking real performance, not just packaging.What You’ll Do?Build & manage a portfolio of HNI clientsDeliver unbiased, performance-driven...