Process Auditor

Job Title – Process Auditor & Reviewer – Vice President Embedded Risk team (ERT) - Trade Settlement and Confirmations Operations  (TSCO)

Location – Bangalore, India

Job Description:

• TSCO ERT need to initiate a business focused, Proactive Risk & control assessment through process audits/reviews of Trade Settlement and Confirmations Operations (TSCO) processes under Investment Banking Operations that operates with openness, integrity, and independence, and which assists the business mitigate high level control risks in the implementation of Group strategy.
• The TSCO ERT team housing this role believes in the partnership model but one that is discharged with independence and integrity, and this is a key message that this role will carry when dealing with stakeholders. It is essential that both risk assessor/control and process reviewer and the client understand and appreciate that an objective assessment of control risks is a value-added service, which operates only if mutual trust is established and maintained.

What we will offer you

As part of our flexible scheme, here are just some of the benefits that you will enjoy.

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Flexible working arrangements
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

• The role requires the candidate to be able to lead Risk & control assessment through Process audits and Reviews of "Trade settlement and confirmation Operation (TSCO) " within Investment Banking Operations"  globally  with ability to perform risk assessments, control & process review planning, reporting, issue tracking and closure validation in line with best-in-class risk assessment / control & process review Methodology.
• Closely work/ coordination with other Assessment /ERT/2nd line of defense teams globally, working in partnership, to facilitate effective coverage of risk assessment / control & process reviews impacting TSCO globally and to ensure  timely delivery of the risk assessment / control & process plan.
• Contribute to Risk Assessment/ Continuous Monitoring and overall implementation of Best-in-Class risk assessment / control & process review Methodology.
• Pro-actively develop and maintain professional working relationships with colleagues, the business and respective support areas.
• Continues to develop relevant technical expertise.
• Has an innovative mindset and develops ideas, which are implemented and have a positive impact?
• Understands the stakeholder's marketplace and responds to expectations.

Your skills and experience

• Strong subject matter knowledge & experience in "Trade settlement and Confirmation Operation (TSCO)" within "Investment Banking Operations" covering FX/Derivatives , Fixed Income settlement  & Securities settlement.
• Incumbent needs to possess strong risk and control audit /assessment experience /expertise through process audits & reviews of above areas for 8-10 years in Internal Global audit team/Assessment team or similar roles .
• Incumbent is initiative-taker and can operate at senior levels of the company.
• Minimum qualification required – Post graduation preferably an MBA.
• The candidate should be flexible, pro-active, self-sufficient, and innovative with strong organizational skills.
• Confidence to speak with management about issues, controls failures, etc.
• Candidate/Applicants should be able to multi-task assignments and prioritize their workload with limited supervision and be resilient under pressure.
• The candidate should have excellent written/verbal communication skills and be able to communicate effectively at all levels.
• Strong understanding of internal control risk assessment concepts and strong analytical skills are required.
• The successful candidate drives integrated working practices, takes ownership and responsibility of agreed targets, and meets them within budget.
• Willing to travel for risk assessment / control & process reviews.

How we'll support you

• Training and development to help you excel in your career
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.