
Regulatory Reporting Associate
20 hours ago
Role Description
- Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory - monitoring, surveillance, compliance, transaction monitoring and screening.
- As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities.
Your key responsibilities
- Participate in change and BAU activities.
- Perform daily reviews of exceptions within the SLAs.
- Ensure accurate investigation and timely escalations.
- Identify opportunities to create efficiency in the current process.
- Liaise with internal stakeholders for issue resolutions
- Participate in new system implementation and projects
- Review and update KOPs, SOPs etc.
- Keep track and maintain issue Jiras
- Prepare daily, weekly, and monthly MI.
Your skills and experience
- Understanding of Transaction Reporting, Post Trade Reporting and Regulatory reporting framework
- Knowledge of Non-Financial Regulations. EMIR Refit & MiFID is a priority.
- Knowledge of Jira application
- Knowledge of Derivatives products
- Business Intelligence Skills (good to have) Alteryx, Tableau, SQL etc.
- Need to be aware and have and understanding of market, financial institutions, operations errors and risks.
- Must exhibit strong partnership skills.
- Team player, highly motivated, problem solver
- Inquisitive and analytical
- Strong communication skills
- Bachelors degree
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