Internal Auditor

4 days ago

Mumbai City District, India Motilal Oswal Financial Services (MOFSL) Full time ₹ 15,00,000 - ₹ 25,00,000 per year

Job Specifications

Department: Broking and Distribution

Role Designation: Internal Audit

Function: Broking and Distribution

Location: Malad

Job Purpose

The Internal Auditor will be responsible for conducting thorough audits of various operations,

including depository participant operations, custody operations, settlement operations, banking

operations within broking, and the payin and payout processes of security and fund transfer of

exchanges. The role involves performing half-yearly audits of exchanges and ensuring compliance

with regulatory requirements and internal policies.

Key Deliverables -

Depository Participant Operation Audit:

Conduct comprehensive audits of depository participant operations.

Evaluate the effectiveness of controls and compliance with regulatory requirements.

Custody Operation Audit:

Perform audits of custody operations to ensure proper management and safeguarding of

assets.

Assess the accuracy and completeness of custody records and processes.

Half-Yearly Audit of Exchanges:

Lead and execute half-yearly audits of exchanges.

Identify and report on areas of non-compliance and recommend corrective actions.

Settlement Operations Audit:

Audit settlement operations to ensure timely and accurate settlement of transactions.

Review and evaluate the effectiveness of settlement procedures and controls.

Banking Operations within Broking Audit:

Conduct audits of banking operations within the broking division.

Ensure compliance with internal policies and regulatory requirements.

Payin and Payout Process Audit:

Audit the payin and payout processes of security and fund transfers of exchanges.

Verify the accuracy and timeliness of transactions and related documentation.

Qualification & Experience

CA. Minimum 4+ years of experience if CA and 10 years of experience if MBA/PG in a Broking

firm.

Strong understanding of depository participant operations, custody operations, settlement

processes, and banking operations within broking.

Knowledge of regulatory requirements related to exchanges and financial transactions..

  • Financial Auditor

    4 days ago

    Mumbai City District, India Navjyot International Full time ₹ 1,20,000 - ₹ 2,60,000 per year

    Job Summary:We are seeking a highly analytical and ethical Financial Auditor to lead and oversee the internal audit function for our agri-manufacturing operations. This senior-level role is responsible for developing the internal audit strategy, ensuring financial compliance, and identifying control gaps across the value chain from raw material procurement...

  • Internal Auditor

    4 days ago

    Trichur District, Kerala, India PeeJay Ventures Pvt Ltd Full time

    **Job Title: Internal Auditor/ Jr. CA** **Company: We Peejay Ventures Pvt. Ltd** **Salary: ₹30,000- 40,000 per month plus other benefits as per company policy (depending upon the experience level)** **Key Responsibilities**: **Prepare Financial Statements and Reports**: Compile and analyze financial data to create accurate and timely financial...

  • Internal Auditor

    4 days ago

    Palakkad District, Kerala, India KVR AUTOMOTIVE PVT LTD Full time

    Wanted an Internal Auditor for our Car Dealership. Commerce Graduates with hands-on experience can apply with minimum 1 year experience Pay: From ₹15,000.00 per month **Benefits**: - Cell phone reimbursement - Commuter assistance - Health insurance - Internet reimbursement Work Location: In person

  • Internal Auditor

    1 week ago

    bangalore district, India Shahi Exports Pvt Ltd Full time

    Summary: The role holder will be carrying out the audits as per the approved audit plan. This role will be independently reviewing control gaps, effectiveness of existing controls & its monitoring in various processes of plants. Key Responsibilities: Conduct process audits as per the approved audit plan in respective plants. Preparation of audit reports,...

  • Internal Auditor

    4 days ago

    Andheri, Mumbai, Maharashtra, India ANB Global Full time

    We are looking to hire an internal auditor with brilliant accounting and analytical skills. Internal auditors are expected to be organized with brilliant problem-solving skills and constantly deliver on tight deadlines. You should have an outstanding aptitude for math, strong IT skills and superb communication skills. **Internal Auditor...

  • Internal Auditor

    3 days ago

    Andheri, Mumbai, Maharashtra, India ANB Global Full time

    We are looking to hire an internal auditor with brilliant accounting and analytical skills. Internal auditors are expected to be organized with brilliant problem-solving skills and constantly deliver on tight deadlines. You should have an outstanding aptitude for math, strong IT skills and superb communication skills. **Internal Auditor...

  • Internal Auditor

    4 days ago

    Mumbai City District, India Acme Services Full time ₹ 2,50,000 - ₹ 7,50,000 per year

    Hiring for a leading consulting firm Internal audit for Broking SectorsStock brokingNismAML ComplianceAML Audit

  • Internal Auditor

    3 days ago

    Ahmadabad District, Gujarat, India Procapital Full time

    Position: Internal Auditor (Exports Division) **Salary**: Rs. 6-8 Lacs PA Job Location: H.O., Ahmedabad **Role and Responsibilities**: - Timely pre audit and post audit of all vouchers. - Optimization of cost of materials. - Optimization of processes cost. - Reduction in wastage - Internal control processes are operating effectively. - Organization’s...

  • Internal Auditor

    1 week ago

    Mumbai, Maharashtra, India Anika Industries Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Reports to: Senior Internal AuditorLocation: Mumbai- MahalaxmiExperience Required: Qualified CA with minimum 2 years post-qualification audit experienceKey Responsibilities:Assist in planning and executing internal audits, including vouching, transaction review, and compliance testing.Prepare accurate working papers, document audit tests, and support...

  • Internal Auditor

    4 days ago

    Mumbai, Maharashtra, India Talent Corner Hr Services Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    The Internal Auditor will Oversee the financial and operational compliance of export-import transactions, including documentation, statutory compliance, bank dealings and risk control.