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Inspection & Audit - Sr Executive- Broking / Exchange

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Mumbai, Maharashtra, India Techno Placements Full time ₹ 5,00,000 - ₹ 10,00,000 per year

Monitoring the submission made by the member for data relating to Enhanced supervision circular by SEBI & Exchange. Analysis of alerts generated for online G negative, Margin & settlement. Calculation of monetary penalty to be levied to members

Required Candidate profile

for non/late submission. Member profiling based on Enhanced Supervision Monitoring the Alerts generated from data submitted to the Exchang. Analysis of Internal Audit reports submitted by the auditor