Officer, Securities Settlements, Setclear

2 weeks ago

Pune, Maharashtra, India CITIC Full time ₹ 5,00,000 - ₹ 10,00,000 per year
Key Areas of Responsibilities
  • Ensure that all trade details are pre-matched prior to settlement, minimizing the risk of discrepancies
  • Implement and adhere to fails management system to promptly address and resolve any discrepancies encountered during the settlement process
  • Supervise the entire settlements process to ensure timely and precise execution, adhering to all regulatory and compliance standards
  • Conduct thorough reconciliations to validate the integrity of financial records, swiftly identifying and addressing any discrepancies
  • Proactively identify and implement opportunities for efficiency enhancements in settlement processes, focusing on streamlining operations and lowering operational costs
  • Manage the Securities Borrowing and Lending (SBL) collateral processes to ensure proper handling and compliance with regulatory requirements
  • Efficiently manage the conversion processes for American Depositary Receipts (ADR) and Global Depositary Receipts (GDR), ensuring timely execution and compliance
  • Actively participate in project initiatives and User Acceptance Testing (UAT) to ensure that new systems, processes, and tools align with business requirements and enhance operational effectiveness
Requirements
  • Graduate with at least 4 years of experience in the securities, banking, or a related industry
  • Strong knowledge of European, Asian, and US equity and fixed income products, including relevant practices and trends
  • Excellent communication and interpersonal skills for interaction with senior management
  • Multitasking ability to manage priorities effectively
  • Capable of building rapport with local offices, brokers, and clients
  • Self-motivated with a strong eagerness to learn and take on challenges
  • Proactive in pursuing growth opportunities and mentoring others while managing risks and adapting to changes in project management
  • Experience in sell-side brokerage operations
  • Candidates with less experience will be considered as Associate – Security Settlements
  • Familiarity with commonly used operations systems in the securities industry

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.

  • Officer, Securities Settlements, Setclear

    2 weeks ago

    Pune, Maharashtra, India CLSA Full time ₹ 1,20,000 - ₹ 1,80,000 per year

    Key Areas of ResponsibilitiesEnsure that all trade details are pre-matched prior to settlement, minimizing the risk of discrepanciesImplement and adhere to fails management system to promptly address and resolve any discrepancies encountered during the settlement processSupervise the entire settlements process to ensure timely and precise execution, adhering...

  • Director – Asia Pacific Settlement Operations

    7 hours ago

    Pune, Maharashtra, India Mastercard Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Our PurposeMastercard powers economies and empowers people in 200+ countries and territories worldwide. Together with our customers, we're helping build a sustainable economy where everyone can prosper. We support a wide range of digital payments choices, making transactions secure, simple, smart and accessible. Our technology and innovation, partnerships...

  • Confirmation & Settlement Operator US Markets, NCT

    2 weeks ago

    Pune, Maharashtra, India Deutsche Bank Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    About The Role :  Job TitleConfirmation & Settlement Operator US Markets, NCT LocationPune, India Role Description- The Confirmation and Settlement Analyst is accountable for managing the end-to-end clearing and settlement process; ensuring smooth and timely confirmation of EQ and FI trades and market settlement of securities and cash transfers between...

  • Clearance & Settlements Processing Analyst- US

    2 weeks ago

    Pune, Maharashtra, India UBS Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    IndiaOperationsGlobal Wealth ManagementJob Reference #325099BRCityPuneJob TypeFull TimeYour roleLead fellow associates on the Clearance & Settlements team and triage any outstanding escalations and issues brought forward.Own the day-to-day US Settlement processes on behalf of UBS Financial Services, and all associated controls related to settlement, trade...

  • Confirmation & Settlement Operator - US Markets, NCT - Deutsche Bank

    2 weeks ago

    Pune, Maharashtra, India Jobs via eFinancialCareers Full time ₹ 5,00,000 - ₹ 12,00,000 per year

    Job Title: Confirmation & Settlement Operator - US Markets, NCTLocation: Pune, IndiaRole DescriptionThe Confirmation and Settlement Analyst is accountable for managing the end-to-end clearing and settlement process; ensuring smooth and timely confirmation of EQ and FI trades and market settlement of securities and cash transfers between the bank and its...

  • Security Officer

    4 days ago

    Pune, Maharashtra, India HDI Outsourcing Services Full time ₹ 3,90,000 - ₹ 4,20,000 per year

    Urgent required for Security Officer (Army Retired)Candidates should have min 5-7 yr experience as a Security OfficerJob locatin will be Uruli Devachi, PuneSalay will be around 30-35k

  • Officer, Client Management Operations, Setclear

    17 hours ago

    Pune, Maharashtra, India CLSA Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Key Areas of ResponsibilitiesBuild and maintain client relationships, ensuring clear communication on payments, agreements, and reconciliations.Track, manage, and reconcile revenue, invoices, trade files, and outstanding payments.Facilitate vendor setup, payment approvals, and uphold compliance requirements.Allocate revenue across regions and ensure accurate...

  • Officer, Client Management Operations, Setclear

    15 hours ago

    Pune, Maharashtra, India CITIC Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Key Areas of ResponsibilitiesPerforming screening reviews and KYC documentation checks, mainly for Asian-based clients.Collecting relevant information and constitutional documents for clients.Liaising with front office/internal stakeholders such as Syndicate Operations, CLSA, FATCA team, and clients regarding KYC documentation.Performing verification checks...

  • Securities & Derivatives Analyst

    15 hours ago

    Pune, Maharashtra, India Citi Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and...

  • Analyst Middle Office

    2 weeks ago

    Pune, Maharashtra, India Apex Group Ltd Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully...