
Compliance Analyst
2 days ago
We're looking for a curious, careful, and energetic individual to join our team as a Compliance Analyst in our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.
Responsibilities
- Work closely with the US-based Compliance team to maintain the Firm's anti-money laundering (AML) and countering the financing of terrorism (CFT) program, including review of investor KYC documents.
- Perform OFAC and global sanction screening and due diligence of counterparties and independent contractors, and escalate issues to the Senior Compliance team.
- Monitor India and China office employee communications and Code of Ethics obligations in accordance with firm policies and standards and regulatory requirements. Assist in periodic reviews and risk assessments.
- Review trade and operational reports for aspects such as position size and changes, futures and short sale activity, and current reportable event triggers to ensure adherence with applicable rules and internal policies.
- Collaborate closely with the US-based Compliance team to support compliance-related audits, assessments, and regulatory inquiries, as needed.
- Ensure compliance with Indian corporate and labour laws, including coordination of statutory filings, support for employment law compliance, and liaison with local counsel or regulatory bodies as needed.
Requirements
- English language proficiency.
- 4-7 years of prior experience in a compliance role, ideally at a quantitative adviser, technology company, or systematic trading firm.
- Detail-oriented with ability to identify potential compliance issues or risks.
- Strong research, analytical, and organizational skills.
- Excellent communication skills and social awareness, with a responsive and careful approach.
- Undergraduate degree required. An advanced degree or equivalent experience (technical, legal, or business) preferred.
- Working knowledge of global AML laws, OFAC regulations, and sanctions screening tools is a plus.
- Certifications such as CAMS, ICA Certificate in AML, Investment Adviser Certified Compliance Professional (IACCP) are a plus.
- Familiarity with Indian legal and regulatory frameworks relevant to corporate governance, employment law, and regulatory reporting would be a plus.
- Ability to work independently in a satellite office environment, with strong judgment and a proactive approach to identifying and addressing local compliance needs.
Benefits
- Competitive salary, plus bonus based on individual and company performance.
- Collaborative, casual, and friendly work environment while solving the hardest problems in the financial markets.
- PPO Health, dental, and vision insurance premiums fully covered for you and your dependents.
- Pre-Tax Commuter Benefits – making your commute smoother
Trexquant is an Equal Opportunity Employer
-
Analyst, Compliance
2 weeks ago
Gurgaon, Haryana, India GERSON LEHRMAN GROUP Full timeAnalyst - Compliance GLG is currently seeking an Analyst to join our Gurugram India office within the global Compliance department comprised of over 70 professionals This role offers the opportunity to support global client service professionals while allowing for autonomy to develop expertise in the field of risk management In addition to developing...
-
Compliance Analyst
6 days ago
Gurgaon, Haryana, India Trexquant Investment LP Full time US$ 90,000 - US$ 1,20,000 per yearWe're looking for a curious, careful, and energetic individual to join our team as aCompliance Analystin our India office. This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in an academically-influenced technologist culture, with mentoring and guidance from veteran staff.ResponsibilitiesWork closely...
-
Analyst - Compliance
2 weeks ago
Gurgaon, Haryana, India American Express Full timeAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...
-
Gurgaon, Haryana, India AML RightSource Full time ₹ 9,00,000 - ₹ 12,00,000 per yearJob Description:About AML RightSourceWe are AML RightSource, the leading technology-enabled managed services firm focused on fighting financial crime for our clients and the world. Headquartered in Cleveland, Ohio, and operating across the globe, we are a trusted partner to our financial institution, FinTech, money service business, and corporate...
-
Analyst-Compliance
1 week ago
Gurgaon, Haryana, India American Express Full time ₹ 15,00,000 - ₹ 28,00,000 per yearAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...
-
Analyst
1 week ago
Gurgaon, Haryana, India Wipro Full timeLocation Gurgaon India Shift Timings- 6pm to 3 30am should be flexible for night shift Analyst will support dynamic portfolio risk and compliance team by assisting with compliance and portfolio reporting for a broad portfolio of US CLOs Primary activities will include but are not limited to monitoring compliance with investment...
-
Compliance Risk Analyst
2 weeks ago
Gurgaon, Haryana, India beBeeRiskAssessment Full time ₹ 9,87,654 - ₹ 12,34,567Job OverviewWe are seeking a highly skilled professional to support our Third-party Lifecycle Management team.About the RoleIn this Analyst position, you will play a key role in supporting the initiation of Risk Assessments and various related activities to ensure American Express is managing third-party vendors from a risk perspective.Your Key...
-
Analyst
6 days ago
Gurgaon, Haryana, India Jobaaj (a Unit Of Nishtya Infotech ) Full time ₹ 9,00,000 - ₹ 12,00,000 per yearWe are looking for an Analyst with 2–4 years of work experience to join our finance team. The ideal candidate should have hands-on experience with accounting software and be able to ensure compliance with relevant financial regulations. Required Candidate profileManage accounting software such as Tally and Zoho for day-to-day financial operations.Ensure...
-
Analyst-compliance: Gfcsu Investigations
3 weeks ago
Gurgaon, Haryana, India American Express Full timeAt American Express our culture is built on a 175-year history of innovation shared and Leadership Behaviors and an unwavering commitment to back our customers communities and colleagues As part of Team Amex you ll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills ...
-
AP Compliance Team – Senior Analyst
2 weeks ago
Gurgaon, Haryana, India Boston Consulting Group Full timeJob DescriptionWho We AreBoston Consulting Group partners with leaders in business and society to tackle their most important challenges and capture their greatest opportunities. BCG was the pioneer in business strategy when it was founded in 1963. Today, we help clients with total transformation-inspiring complex change, enabling organizations to grow,...