Current jobs related to Analyst - Compliance Assurance - Pune, Maharashtra - Barclays

  • Security Assurance Analyst

    2 weeks ago

    Pune, Maharashtra, India DWF Full time

    Why join us Security Assurance Analyst - ISO 27001 Are you passionate about strengthening cybersecurity posture in a fast-paced global environment Join our IT delivery center in Pune as a Security Assurance Analyst and play a key role in information security governance risk and compliance activities Responsibilities Key Responsibilities Support...

  • Director, Compliance Analyst

    1 week ago

    Pune, Maharashtra, India ACA Group Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Date: Sep 16, 2025Location: Pune, INCompany: ACA GroupAbout ACA:ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha technology platform with the...

  • Quality Assurance Compliance Specialist

    2 weeks ago

    Pune, Maharashtra, India Instem Full time ₹ 1,50,000 - ₹ 28,00,000 per year

    Quality Assurance Compliance SpecialistLocation: Pune-Hybrid working-Twice a week in the officeStatus: Permanent, Full TimePackage:Competitive Salary (fixed), 5 Day Working Week, Flexible Working (with one-off allowance), Development & Opportunity (Personal & Technical), Group Medical Policy, Group OPD Cover, Personal Accident Cover, Term Life Cover, 26 Days...

  • Security Analyst

    3 weeks ago

    Pune, Maharashtra, India Exela Technologies Full time

    Job Description Global - Risk & Compliance - Senior Security Analyst will play a significant role in our SOX Compliance Department to standardize and operationalize our Regulatory and internal Compliance framework. Job Details: Role: Global - Risk & Compliance - Senior Security Analyst Work Location: Pune Work Type: Work From Office Responsibilities:...

  • Security Analyst

    2 weeks ago

    Pune, Maharashtra, India Exela Technologies Full time

    Job DescriptionGlobal - Risk & Compliance - Senior Security Analyst will play a significant role in our SOX ComplianceDepartment to standardize and operationalize our Regulatory and internal Compliance framework.Job Details:Role: Global - Risk & Compliance - Senior Security Analyst Work Location: PuneWork Type: Work From OfficeResponsibilities:Collaborate...

  • Analyst, Legal Compliance

    2 weeks ago

    Pune, Maharashtra, India Mastercard Full time

    Our PurposeWe work to connect and power an inclusive digital economy that benefits everyone everywhere by making transactions safe simple smart and accessible Using secure data and networks partnerships and passion our innovations and solutions help individuals financial institutions governments and businesses realize their greatest potential Our...

  • Analyst - Legal Compliance

    2 weeks ago

    Pune, Maharashtra, India Mastercard Full time

    Our PurposeWe work to connect and power an inclusive digital economy that benefits everyone everywhere by making transactions safe simple smart and accessible Using secure data and networks partnerships and passion our innovations and solutions help individuals financial institutions governments and businesses realize their greatest potential Our...

  • Quality Assurance Specialist

    1 week ago

    Pune, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title: Quality Assurance SpecialistJob DescriptionWe are seeking a meticulous and experienced Quality Assurance Specialist to support our AML/KYC operations team.The ideal candidate will have hands-on experience in quality assurance within the BFSI domain, specifically in compliance-related processes.Key Responsibilities:Conduct regular audits of AML/KYC...

  • Quality Assurance Professional

    2 weeks ago

    Pune, Maharashtra, India beBeeCompliance Full time ₹ 9,00,000 - ₹ 12,00,000

    Job Title:Quality Assurance Specialist – AML/KYC Process">Description:We are seeking a detail-oriented Quality Assurance Specialist to support our AML/KYC operations team. The ideal candidate will have hands-on experience in quality assurance within the BFSI domain, specifically in compliance-related processes.Conduct regular audits of AML/KYC cases to...

  • Senior Analyst Compliance

    2 weeks ago

    Pune, Maharashtra, India TIAA Full time

    Senior Analyst - Compliance AML Sanctions - IN The role will be responsible to support enterprise-wide AML BSA Program to ensure regulatory requirements are met and to protect the institution from financial crimes risks This individual is also responsible for supporting the AML target operating model by driving efficiency and effectiveness of the...

Analyst - Compliance Assurance

2 weeks ago

Pune, Maharashtra, India Barclays Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Date live:

09/02/2025

Business Area:

Compliance

Area of Expertise:

Compliance

Contract:

Permanent

Reference Code:

JR

Join us as an Analyst - Compliance Assurance at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences.

You may be assessed on the key critical skills relevant for success in role, such as experience with Assurance, as well as job-specific skillsets.

To be successful as an Analyst - Compliance Assurance, you should have experience with:

  • Take a proactive approach to identifying and agreeing review coverage and develop the scope of individual reviews.
  • Ensuring adherence to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting) and monitoring/validation.
  • Applying automated assurance/data analytics to increase the use of data driven testing and data analytics within reviews.
  • Keeping up to date on business developments, regulatory change, internal policies and Compliance objectives to ensure Compliance Assurance work remains relevant and timely.
  • Aiding continual review and development of the annual review plan through assessing the conduct, reputational and regulatory risks of existing business activities.
  • Building, developing, and maintaining respected relationships between Compliance Assurance and Business Oversight Compliance and Key Stakeholders.
  • The successful candidate will be expect to closely mirror the time zone of the global team with which they align.

Essential Qualifications:

  • Investigative skills with the capability to identify key risks and areas of non-conformance with regulatory and legislative requirements and lack of controls, identify root cases, themes, and trends.
  • Strong analytical skills with ability to deliver high quality work in a timely and

structured manner.

  • A proactive approach to problem solving with a desire to be inquisitive in their analysis.
  • Ability to work independently and in a team and/or fast paced environment.
  • Attention to detail, ability to work in a precise and structured manner.
  • Ability to conduct independent and thorough data analysis.
  • Self-motivated and able to take on responsibility for completion of tasks.
  • Eagerness to learn and develop new skills.

Desirable skillsets:

  • Articleship experience in a reputed firm (preferably Big 4s)
  • Experience with basic data analytics coding techniques (e.g. basic SQL queries).
  • Understanding of the regional regulatory environment and the key Laws, Rules and Regulation impacting the region.
  • Own and drive personal learning and development to support achievement of career aspirations.

This role will be based out of Pune.

Purpose of the role

To provide assurance over the effectiveness of Compliance Risk Management across the bank.

Accountabilities

  • Development and refresh of the Compliance Assurance Annual Plan, ensuring that the Annual Plan focuses on areas of highest risk and value in relation to Compliance Risk.
  • Delivery of risk-based assurance activity to validate the effectiveness of controls and processes designed to mitigate Compliance Risk.
  • Identification of potential risks associated with non-compliance or control weaknesses in relation to Compliance Risk.
  • Verbal and written communication of Compliance Assurance reports and issues to enhance the effectiveness of Compliance Risk management and oversight.
  • Build, development and maintenance of effective relationships between Compliance Assurance and stakeholders across the three lines of defence.
  • Proactive adoption of Data Analytics capabilities to increase the efficiency, effectiveness and coverage of Assurance work.
  • Continued focus on the Barclays Mindset and Consistently Excellent to enhance the Assurance that we deliver, how it is delivered and the culture within the bank.

Analyst Expectations

  • To meet the needs of stakeholders/ customers through specialist advice and support
  • Perform prescribed activities in a timely manner and to a high standard which will impact both the role itself and surrounding roles.
  • Likely to have responsibility for specific processes within a team
  • They may lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources. They supervise a team, allocate work requirements and coordinate team resources.
  • If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
  • OR for an individual contributor, they manage own workload, take responsibility for the implementation of systems and processes within own work area and participate on projects broader than direct team.
  • Execute work requirements as identified in processes and procedures, collaborating with and impacting on the work of closely related teams.
  • Check work of colleagues within team to meet internal and stakeholder requirements.
  • Provide specialist advice and support pertaining to own work area.
  • Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.
  • Maintain and continually build an understanding of how all teams in area contribute to the objectives of the broader sub-function, delivering impact on the work of collaborating teams.
  • Continually develop awareness of the underlying principles and concepts on which the work within the area of responsibility is based, building upon administrative / operational expertise.
  • Make judgements based on practise and previous experience.
  • Assess the validity and applicability of previous or similar experiences and evaluate options under circumstances that are not covered by procedures.
  • Communicate sensitive or difficult information to customers in areas related specifically to customer advice or day to day administrative requirements.
  • Build relationships with stakeholders/ customers to identify and address their needs.

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.