
Back Office Operations
20 hours ago
Institution Back Office Operations
Role and Responsibilities
- Processing for Institutional trader, sending STP through various gateway like FTNSEIT, NSDL
- Supervising trade confirmation on STP gateways and Email scan copies of Contract notes & trade confirmation files (Excel formats) to be sent to institutional Clients.
- Regulatory reporting to Exchanges like 6A7Ain case of BSE and CLD, CPCODE, OTR and RC files in case of NSE
- Confirmation & Settlement of cash and Derivatives segment deals with clients such as banks, Insurance company FII PMS MF and their custodians .
- Confirmation and settlement of OFS trades.
- Account opening for Institutional client in back office software
- Analysis of Brokerage credited for Institutional client.
- Verifying & checking of KYC details UCC details in Exchange ,brokerage & statutory charges levied for Retails clients for all segments.
- Generate and Email ECN- Digital contract notes to retail client through LD Digital sign software
- Daily reporting of margin files to Exchange for NSE Derivative Segment
- Maintaining of Client Master brokerage Master charges Master with back office software.
- Compiling periodic (Daily/ Monthly /Quarterly/ Yearly) MIS reports to management and other stakeholders.
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