
Compliance & Back Office Analyst
5 days ago
Position: Compliance & Back Office Analyst
Company: Leading FINTECH and Global Algorithmic Trading Product Company
Location: Noida / Mumbai / Bangalore (Remote – Virtual Office in Noida)
Category: FINRA regulated Institutional Equities Brokerage/ Financial Technology / Software Engineering – Traditional and Digital Securities
Job Type: Full-time
Work Hours: 1:30 PM to 10:30 PM IST (Flexibility Required)
Salary: Attractive Compensation & Benefits Package
Key Responsibilities
• Manage daily compliance and back-office operations for Oceanus Securities
• Ensure accurate and timely execution of compliance tasks in accordance with regulatory and internal guidelines
• Coordinate with internal teams to maintain proper documentation.
• Handle data reconciliation, reporting, and regulatory filings
• Identify, track, and resolve compliance and operational issues
• Stay current on applicable regulations in securities markets, especially equity and derivatives
• Support compliance audits and provide documentation as needed.
• Projects and documentation
o Wiki updates
o Compliance chores
o Client documentation
o Venue rates and matrix updates
o Forecasting
o Project review and updates
• Help with preparing/running client specific reports (TCA, etc.).
• Create and update Jira tickets related to Oceanus clients/projects/requests.
• Help project manage Oceanus projects/requests.
• To prepare the daily P&L and month end cumulative activity report development/distribution is paramount.
Job Summary
We are seeking a proactive and experienced Compliance & Back Office Analyst to join our high-performance team. The ideal candidate will bring strong knowledge of compliance and back-office operations within equity and derivatives markets, and thrive in a dynamic, fast-paced environment. This is a remote role with a preference for candidates based in Noida, Mumbai, Pune, or Bangalore
Required Skills & Experience
• 3 to 7 years of experience in compliance and/or back-office functions (compliance preferred)
• Strong understanding of equity and derivative market operations
• Experience in the U.S. equity and options markets is highly preferred
• Familiarity with Indian equity and derivatives markets is also acceptable
• Self-driven, detail-oriented, and capable of working independently with minimal supervision
• Excellent organizational and communication skills
Educational Qualifications
• Bachelor's or Master's degree in Accounts or a related field
- • FINRA regulated Institutional Equities Brokerage Exp
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