BRM Control Testing

10 hours ago

Mumbai, Maharashtra, India State Street Corporation Full time ₹ 9,00,000 - ₹ 12,00,000 per year
Business Risk Management - Control Testing Officer
Job Description
The Investment Services Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for the Investment Services business to support Business Risk Management in assessing and continuously improving the bank's control environment.
This Officer role helps to supervise the work of members of the Testing Team within the First Line's Business Risk Management organization and ensures that the control testing program runs efficiently, in accordance with defined control testing methodologies, while maintaining effective, regular, and open communication with Business Risk Management and the broader operational business. This role includes the day-to-day oversight of several team members and hands on testing review to ensure that control tests are completed to a high quality and agreed timelines.
The ideal candidate has experience in a large financial services company performing control testing work (eg. SOX, SOC, Internal Audit, etc). They will ideally have some years of experience in employing common control testing concepts such as population identification and sampling, designing appropriate control attributes to address required control objectives, an understanding of information processing objectives (ie. Completeness, Accuracy, Timeliness, etc), and an awareness of industry standard control assessment frameworks (eg. COSO).
Requirements
  • 9 years of experience performing risk and control assessment, audit, or testing in a financial services environment.
  • Good understanding and experience in performing control design and operational effectiveness review or testing.
  • Strong verbal and written communication skills in English to interact and maintain relationships with internal stakeholders including at relatively senior levels.
  • Some project management / planning experience and a desire to develop leadership skills
  • Ability to multi-task, plan ahead and anticipate issues, and track multiple concurrent projects. Strong organizational and time management skills to perform multiple simultaneous tasks independently in a deadline-driven environment as well as to manage own time in order to meet deadlines.
  • Ability to work independently with appropriate guidance and provide effective coaching and workpaper review for less experienced team members.
  • Self-motivated and adaptable professional with the ability to prioritize competing priorities while meeting deadlines.
  • Proficiency in Microsoft Office suite (Word, Excel, Outlook).
Qualification:
  • Complete or partial professional qualification in an audit or related field (eg. ACCA, CIA, CFA, etc)
  • Some familiarity with common risk and control processes in securities trading, asset management, custody banking, or fund services.
  • Experience with any large GRC systems useful.
  • Some knowledge and awareness of relevant compliance requirements and fundamental regulations (eg. AML/CFT, legal entity governance, etc)

  • BRM Central Testing

    8 hours ago

    Mumbai, Maharashtra, India State Street Corporation Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Job Description The Investment Services Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defense for the Investment Services business to support Business Risk Management in assessing and continuously improving the bank's control environment. This role is to evaluate and test internal controls...

  • BRM Control Testing

    3 days ago

    Mumbai, Maharashtra, India Currenex State Street Trust Company Full time

    Job DescriptionBusiness Risk Management - Control Testing OfficerJob DescriptionThe Investment Services Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for the Investment Services business to support Business Risk Management in assessing and continuously improving the bank's control...

  • Coe Control Testing Associate

    3 days ago

    Mumbai, Maharashtra, India JPMorgan Chase Full time

    Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area This is a unique opportunity for you to work in our team to partner with the Business to provide a comprehensive viewAs a Control Testing Associate in the newly established Testing CoE you will be part of the team that bring together skilled...

  • Senior Business Application Specialist

    2 days ago

    Mumbai, Maharashtra, India beBeeDeveloper Full time ₹ 1,04,000 - ₹ 1,30,878

    FICO Blaze Developer RoleWe are actively seeking a skilled and dedicated FICO Blaze Developer to join our client's team through Acme Services. This pivotal role is responsible for providing L2 and L3 level application support for FICO Blaze BRMS products, focusing on critical incident resolution and deep-dive problem-solving.Application Support: Provide...

  • Vp – Fund Accounting Risk

    7 days ago

    Mumbai, Maharashtra, India State Street Full time

    Who we are looking for We are looking for a Vice President - Business Unit aligned Risk Lead who will provide leadership and support in mitigating risk within the first line of defense FLOD through engagement and challenge of first line operational activities control monitoring and enhancement and execution of risk programs As part of GD Business...

  • Expert IT Control Testing Professional

    5 days ago

    Mumbai, Maharashtra, India beBeeITControlTesting Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Title: IT Control Testing SpecialistThis role plays a vital part in ensuring the effectiveness of IT controls.As an IT Control Testing Specialist, you will design, execute, and document comprehensive test plans to evaluate ITGCs and ITACs.Client Engagement:Serve as the primary point of contact for clients regarding OT SOC services.Conduct regular...

  • VP – Fund Accounting Risk

    7 hours ago

    Mumbai, Maharashtra, India Mopid Full time US$ 1,50,000 - US$ 2,00,000 per year

    Who We Are Looking ForWe are looking for aVice President – Business Unit aligned Risk Lead, who will provide leadership and support in mitigating risk within the first line of defense (FLOD) through engagement and challenge of first line operational activities, control monitoring, and enhancement, and execution of risk programs.As part of GD Business Risk...

  • MIS Controller

    10 hours ago

    Navi Mumbai, Maharashtra, India Siemens Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    About the role:Key Responsibilities:In this position you'll prepare close estimate templates, participate in monthly close review calls, perform deviation analysis, and prepare monthly and quarterly close summaries.As a key requirement, you will design BRM / OP CO / JF templates for forecasting, participate in OPCO forecast calls, and support forecast...

  • Operational Risk Officer- ICT Controls Testing

    9 hours ago

    Mumbai, Maharashtra, India BNP Paribas Full time ₹ 5,00,000 - ₹ 10,00,000 per year

    Position PurposeRISK Operational Risk Management (RISK ORM), created early 2021 to oversee operational risks within the mandate of the RISK function, is organised, under the responsibility of the Group Chief Operational Risk Officer (Group CORO), around 3 Poles: RISK ORM Framework, RISK ORM Technology & Transversal Risks and RISK ORM Network.Under the...

  • Lead FICO Blaze Expert

    2 days ago

    Navi Mumbai, Maharashtra, India beBeeBlaze Full time ₹ 1,04,000 - ₹ 1,30,878

    Job DescriptionWe are seeking a skilled FICO Blaze Developer to join our client's team through Acme Services. This pivotal role is responsible for providing level 2 and 3 application support for FICO Blaze BRMS products, focusing on critical incident resolution and deep-dive problem-solving.The ideal candidate will be proficient in change request...