Internal Audit, Global Banking Markets Technology Auditor, Associate, Hong Kong

Job Description

What We Do

As the third line of defense, Internal Audits mission is to independently assess the firms internal control structure, including the firms governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of managements control measures. In doing so, Internal Audit:

• Communicates and reports on the effectiveness of the firms governance, risk management and controls that mitigate current and evolving risk
• Raises awareness of control risk
• Assesses the firms control culture and conduct risks
• Monitors managements implementation of control measures

Goldman Sachs Internal Audit is organized into global teams comprising business and technology auditors to cover all the firms businesses and functions, including Global Banking Markets, investment management, risk management, finance, cyber-security and technology risk, and engineering.

Who We Look For

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.

Global Banking Markets - Technology Audit

As a Global Banking Markets Technology auditor, you will be involved in auditing various general technology controls and application controls.

Your Impact

As part of the third line of defense, you will be involved in independently assessing the firms overall control environment, and communicating the results to the firms local and global management regarding the effectiveness of the firms controls that mitigate current and emerging risks, and monitoring managements implementation of control measures. In doing so, you are supporting the provision of independent, objective and timely assurance around the firms internal control structure, and supporting the Audit Committee, the Board of Directors, and Risk Committee in fulfilling their oversight responsibilities.

Responsibilities

• Maintain an in-depth understanding of regulations (both business and technology), business areas, its products, and supporting functions
• Perform audit testing execution and document test results to high quality standards
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Prepare commercially effective audit conclusions and findings, and present to Internal Audit senior management and business stakeholders
• Manage open audit issues and track their resolution
• Participate in department-wide initiatives aimed at continually improving Internal Audits processes and supporting infrastructure

Basic Qualifications

• 4 years of experience as a technology auditor focusing on Financial Services Technology audits
• BEng/BTech/BSc or equivalent University degree in Information Technology
• Ability to review / develop code (Java, C , Python, etc.)
• Strong written and verbal communication skills a must; strong interpersonal skills essential
• Understanding of software development concepts and system architecture
• High level understanding of databases, operating systems, and middleware
• Proficiency in using and building data analytics
• Must be able to multitask while managing both time and workload

Preferred Qualifications

• Understanding of Risk and Control environment and financial products/services
• Experience with Data Analytics tools and techniques
• Relevant certification or industry accreditation (e.g. CISA, CISM, CISSP, etc.)
• Project Management skills

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: Disability Statement

The Goldman Sachs Group, Inc., 2024. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law.

Locations - Opportunity Overview CORPORATE TITLE

Vice President

OFFICE LOCATION(S)

Hong Kong

JOB FUNCTION

Technology Audit

DIVISION

Internal Audit

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