Regulatory Compliance Analyst II

24 hours ago

Noida, Uttar Pradesh, India UKG Full time US$ 90,000 - US$ 1,20,000 per year

UKG Inc provides HCM software and solutions to clients including payment services, managing on behalf of their clients, payments due to employees, tax agencies and other third parties. As a member of our AML Compliance Team, this position is responsible for ensuring that UKG meets both its required internal policy and external regulatory Know Your Customer (KYC) and Transaction Monitoring requirements set forth in the Anti-Money Laundering Policy. The Regulatory Compliance Analyst II will be responsible for performing daily KYC and Transaction Monitoring activities.

Responsibilities

Reporting to the Regulatory Compliance Manager the Regulatory Compliance Analyst II will:

Review, research and remediate AML alerts generated via payroll queries designed to identify potential suspicious activity

Conduct Know Your Customer Program research including Customer Identification Procedures (CIP) and Customer Due Diligence (CDD)

As an individual contributor, conduct AML processes with cross functional stakeholders, to allow UKG to adhere to compliance with the requirements of the UKG KYC/CIP policy and procedures

Utilize AML program knowledge with cross functional stakeholders to ensure UKG adheres to compliance with KYC/CIP policy and procedures

With great attention to detail, identify, investigate, and document suspicious activities and report outcomes in accordance with UKG Policy and external regulatory requirements as necessary

Maintain compliance with OFAC requirements, policies, procedures, and practices for various risk rated customer profiles

Collaborate with peers when reviewing transaction monitoring alerts and KYC reviews to escalate risks identified in the AML program to management

Manage AML specific reports and distribute weekly assignments to AML team members.

Qualifications

BA/BS Degree in Finance, Criminal Justice or Information Technology or equivalent experience in the compliance, financial or technology sectors as a KYC/CIP analyst supporting an AML or compliance program

ACAMS Certified or similar certification preferred

Ideally has 1 - 4 years of experience in the AML/Compliance area

Ability to understand and solve complex problems in a fast paced, time sensitive environment

Excellent time management, oral, written, and interpersonal communication skills

Ability to manage a high-volume workload while still producing a high-quality work product

Preferred experience using software that perform KYC/CIP functions that achieve BSA/AML results

Knowledge of the Bank Secrecy Act (BSA), USA PATRIOT Act, Anti Money Laundering (AML) and Customer Identification Program (CIP) preferred, but not required

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