Manager, FM Middle Office

1 week ago

Bengaluru, Karnataka, India STANDARD CHARTERED Full time ₹ 15,00,000 - ₹ 20,00,000 per year

Risk Management:

  • Always ensure 100% compliance to the group's risk management framework as applicable
  • Compliance with all applicable Rules/ Regulations of Company and Group Policies
  • Comply with Group Money Laundering Prevention Policy and Procedures to the extent applicable and report all suspicious transactions to the Unit

Governance:

  • Comply with all the group standards, policies, procedures, and guidelines as applicable and values of the Bank at all times
  • Always adhere to Group Code of Conduct
  • In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased

Regulatory & Business Conduct:

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Lead the team to achieve the outcomes set out in the Bank's Conduct Principles
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Serve as a Director of the Board of [insert name of entities]
  • Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association.

Key stakeholders: FMO – COE (Centre of Excellence) involved in different processes catering internal & external clients from various financial sectors, representative in group and country not limited to Front office Desk Other Responsibilities:

  • Embed "Here for good" and Group's brand and values in Financial Market Operations.
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
  • Teamwork with other Hubs, and Downstream teams
  • Involvement in Process/Project Initiatives / Automation / process Improvement

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