Analyst/Associate - Finance & Compliance

1 day ago

Gurgaon, Haryana, India Client Associates Full time ₹ 9,00,000 - ₹ 12,00,000 per year

We are seeking a driven and detail-oriented professional to join our Compliance team and support our growing finance & compliance requirements. The role is ideal for someone with 1-3 years of relevant experience in Finance who is motivated to develop a career specifically in Compliance (not in Advisory or Revenue roles).

Key Responsibilities:

Certifications Management

  • Coordinate and assist with renewals of various certifications relevant to the Compliance and Finance teams

  • Follow up with advisors regarding expired certifications, ensuring timely renewal and compliance with regulatory requirements

  • Maintain updated records of all certifications and communicate updates to relevant stakeholders

Regulatory Agreements Administration (RIA)

  • Maintain systematic storage of RIA agreements and ensure an up-to-date list of all agreements is accessible and accurate

  • Review and reconcile RIA agreement fee schedules in coordination with the CAP team

  • Ensure that all emails and communications to RIA clients are exclusively handled by the RIA Desk

  • Participate in the activities of the RIA Desk and coordinate with team members

  • Assist with RIA regulatory reporting to SEBI, including the preparation for annual audits

SEBI Compliance and Reporting

  • Support the preparation and consolidation of PMS (Portfolio Management Services) SEBI reporting, including all required annual declarations and information filings with SEBI

  • Coordinate and track renewals for RIA / PMS / AMFI / APRN, including updates related to personnel changes and validity tracking

  • Monitor and update the team on any regulatory changes, ensuring timely adaptation and compliance with new requirements

Company Secretarial Support (CS)

  • Assist with company secretarial matters, including the preparation and maintenance of Board meeting minutes and related documentation

  • Support the Compliance team in organizing and documenting board and committee meetings

General Compliance Support

  • Collaborate with various internal stakeholders to ensure ongoing compliance with all regulatory frameworks, including SEBI, RIA, and other applicable guidelines

  • Participate in internal audits, compliance checks, and reviews as required

  • Assist in drafting, reviewing, and implementing compliance policies and procedures

  • Handle ad-hoc compliance-related projects and tasks as assigned by senior management

Candidate Profile - Preferred Qualifications:

  • Graduate degree in Finance (minimum requirement), with 2-4 years of relevant experience in an Analyst or Operations role and a strong desire to build a career in Compliance.

  • Experience or exposure to SEBI, RIA, PMS, and related regulatory compliance processes is highly desirable.

  • Familiarity with the regulatory environment for financial services, investment advisory, and asset management organizations.

  • Strong organizational skills and an ability to manage multiple priorities efficiently.

  • R2R Finance Analyst

    1 week ago

    Gurgaon, Haryana, India BT Group Full time ₹ 4,00,000 - ₹ 6,00,000 per year

    Warning of planned maintenanceBT Group Careers will be unavailable from 22:00 (UK time) Friday 14 November, to 05:00 (UK time) Saturday 15 November.R2R Finance AnalystJob Req ID: 52964Posting Date: 19 Nov 2025Function: FinanceUnit: Finance & Business ServicesLocation:Building No 14 Sector 24 & 25A, Gurugram, IndiaSalary: N.AWhy this job mattersThe Financial...

  • Finance & Accounting Analyst

    4 days ago

    Gurgaon, Haryana, India NTT DATA North America Full time ₹ 80,000 - ₹ 1,20,000 per year

    General Ledger AccountingJob Brief – Finance & Accounting AnalystWe are seeking aGeneral & Operational Accounting Analystto join our Global Business Support Services Team. The role will focus on theRecord-to-Report (R2R)cycle within the general ledger process. The ideal candidate will have a strong background in accounting and reporting, combined with...

  • Sr. Associate Finance

    2 weeks ago

    Gurgaon, Haryana, India Pristyn Care Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Role Overview:We are seeking a detail-oriented and proactive Senior Associate – Finance to manage core finance functions with a strong focus on Revenue Assurance, Revenue Cycle Management, GST, TDS, Reconciliation, and Accounting. The ideal candidate will have hands-on experience in managing high-volume financial transactions and working on Tally ERP...

  • Manager - Data Analyst (Compliance)

    1 day ago

    Gurgaon, Haryana, India American Express Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...

  • Sr. Associate – International Compliance

    1 week ago

    Gurgaon, Haryana, India Transformative Ventures Full time ₹ 15,00,000 - ₹ 30,00,000 per year

    We are looking for a Senior Associate – Finance to support and manage our international compliance, entity setup, and statutory obligations across multiple geographies. As we expand globally, this role will be central to ensuring smooth incorporations, timely compliance filings, and seamless coordination with internal teams and global partners.This is an...

  • R2R Finance Analyst

    1 week ago

    Gurgaon, Haryana, India BT Group Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Why this job matters The Financial Planning & Analysis Analyst executes financial analysis to support Group/Business Unit activities, maintaining the integrity and effectiveness of accounting and reporting, in accordance with best practice corporate governance, and ensuring effective risk mitigation, in alignment with Group business objectives. What...

  • Manager - Data Analyst (Compliance)

    3 days ago

    Gurgaon, Haryana, India American Express Full time ₹ 12,00,000 - ₹ 24,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...

  • Senior Associate Finance

    1 week ago

    Gurgaon, Haryana, India Pristyn Care Full time ₹ 4,50,000 - ₹ 5,00,000 per year

    Role Overview:We are seeking a detail-oriented and proactive Senior Associate – Finance to manage core finance functions with a strong focus on Revenue Assurance, Revenue Cycle Management, GST, TDS, Reconciliation, and Accounting. The ideal candidate will have hands-on experience in managing high-volume financial transactions and working on Tally ERP...

  • Associate - Investment Compliance Monitoring

    1 week ago

    Gurgaon, Haryana, India Fidelity International Full time ₹ 4,00,000 - ₹ 8,00,000 per year

    About the OpportunityJob Type: PermanentApplication Deadline: 08 November 2025Job DescriptionTitle Investment Compliance Monitoring - Associate  Department General Counsel Shared ServicesLocation Gurgaon, IndiaReports To Manager - Investment Compliance MonitoringLevel 1We're proud to have been helping our clients build better financial futures for over 50...

  • Associate - Investment Compliance Monitoring

    2 weeks ago

    Gurgaon, Haryana, India Fidelity International Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    About the OpportunityJob Type: PermanentApplication Deadline: 11 October 2025Title Investment Compliance Monitoring - AssociateDepartment General Counsel Shared ServicesLocation Gurgaon, IndiaReports To Manager - Investment Compliance MonitoringLevel 2We're proud to have been helping our clients build better financial futures for over 50 years. How have we...