Equity Dealer

1 day ago


Greater Kolkata Area, India BankingFinanceNBFC Jobs Full time ₹ 8,00,000 per year

Position Title

Equity Dealer (Assistant Manager / Deputy Manager level)

Location

Kolkata, West Bengal

CTC: Up to 8 LPA

Key Responsibilities

  • Trade Execution
    : Timely and accurate execution of buy/sell orders of equity securities on behalf of clients or the firm
  • Market Analysis
    : Conduct both fundamental and technical research, monitor market news, and identify trading opportunities
  • Client Advisory
    : Engage proactively with clients to understand their investment needs and provide tailored advice and investment strategies
  • Portfolio Oversight
    : Assist in managing client equity portfolios—review performance, rebalance allocations, and advise on enhancements
  • Compliance & Risk
    : Ensure strict adherence to regulatory norms (e.g., RBI, SEBI), NBFC policies, and internal compliance standards; monitor and mitigate risk
  • Reporting & Operations
    : Maintain accurate trade logs, generate performance reports, and collaborate with research/compliance/operations teams for seamless trade workflows
  • Relationship Management
    : Build and sustain strong relationships with clients, brokers, and internal stakeholders to foster trust and business growth

Required Qualifications

  • Education
    : Bachelor's degree in Finance, Economics, Business, or a related field
  • Experience
    : Typically 1–3 years of experience in equity dealing or trading. For more senior levels (Assistant/Deputy Manager), 3–4 years with client advisory exposure is preferred
  • Certifications
    : Mandatory NISM certifications (e.g., NISM Series I – Securities Markets, NISM Series VIII – Equity Derivatives); additional certifications like NSE/BSE

CANDIDATES WITH DEALING (EQUITY/COMMODITY) EXP SHOULD APPLY.



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