
Equity Dealer
1 day ago
Position Title
Equity Dealer (Assistant Manager / Deputy Manager level)
Location
Kolkata, West Bengal
CTC: Up to 8 LPA
Key Responsibilities
- Trade Execution
: Timely and accurate execution of buy/sell orders of equity securities on behalf of clients or the firm - Market Analysis
: Conduct both fundamental and technical research, monitor market news, and identify trading opportunities - Client Advisory
: Engage proactively with clients to understand their investment needs and provide tailored advice and investment strategies - Portfolio Oversight
: Assist in managing client equity portfolios—review performance, rebalance allocations, and advise on enhancements - Compliance & Risk
: Ensure strict adherence to regulatory norms (e.g., RBI, SEBI), NBFC policies, and internal compliance standards; monitor and mitigate risk - Reporting & Operations
: Maintain accurate trade logs, generate performance reports, and collaborate with research/compliance/operations teams for seamless trade workflows - Relationship Management
: Build and sustain strong relationships with clients, brokers, and internal stakeholders to foster trust and business growth
Required Qualifications
- Education
: Bachelor's degree in Finance, Economics, Business, or a related field - Experience
: Typically 1–3 years of experience in equity dealing or trading. For more senior levels (Assistant/Deputy Manager), 3–4 years with client advisory exposure is preferred - Certifications
: Mandatory NISM certifications (e.g., NISM Series I – Securities Markets, NISM Series VIII – Equity Derivatives); additional certifications like NSE/BSE
CANDIDATES WITH DEALING (EQUITY/COMMODITY) EXP SHOULD APPLY.
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