Stock Exchange Compliance officer(SEBI)

Job Summary:The Compliance Executive will be responsible for ensuring the organization's adherence to regulatory requirements prescribed by SEBI, NSE, BSE, CDSL and other applicable authorities. The role involves monitoring internal processes, maintaining statutory records, preparing regulatory reports, and supporting audits/inspections to ensure full...

Job Description:We are looking for a Stock Trading Dealer cum Office Administrator to handle trading execution, client support, and office operations. Freshers with stock market knowledge are welcome.Responsibilities:Execute Equity & F&O trades on Sharekhan platformMonitor live market and assist senior tradersHandle client queries and order supportMaintain...

Wonderla Holidays Limited, Bangalore, is looking for a candidate to work in Secretarial Department. The candidates willing to undergo training as per ICSI guidelines may apply for the Job.Job description of the positionAssisting in preparation of Agendas of Board and Committee Meetings.Liaising with other departments for making available the information...

Exciting opportunities to join a fast-growing Internal Audit function at the prestigious London Stock Exchange Group (LSEG).LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers...

Drive SEBI PMS complianceEmbed compliance culture, develop policies, manage risk controls,Oversee AML/PMLA, ensure investor protection, lead audits, train teams, implement compliance tech.Required Candidate profile8-10 yrs in financial complianceStrong SEBI/PMLA/AML knowledge,Experienced in audits & policy, professional certs like CS/CA/NISM preferredFrom...

About the Team   As part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence.The Legal &...

About the TeamAs part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence.The Legal & Secretarial...

Education : Bachelor's/Master's degree in Finance, Law, Business, or related field; Post Graduation and any additional certifications in these fields will be an added advantage. Experience : 4 to 6 years of relevant experience in the Compliance division in financial services institutions - credit rating agencies/banks/NBFCs. Preference will be given to...

Position SummaryWe are seeking a highly skilled and experienced Embedded Risk Manager (ERM). The candidate will be responsible for performing critical risk management activities, ensuring compliance with regulatory standards, and implementing effective risk management practices.This role will report to the Director – COO Risk Management in the Operations...

The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be responsible for...