Compliance Monitoring

The LSC team at Navi serves as a strategic partner to the business, ensuring the company's operations align with legal and regulatory frameworks. The team provides comprehensive legal counsel across various domains, including corporate law, regulatory compliance, and risk management. The team oversees corporate governance, ensuring adherence to statutory obligations and facilitating effective board and shareholder engagements. The team proactively manages compliance across multiple regulated sectors, adapting to evolving regulatory landscapes.

As Head of Compliance Monitoring, you will play a critical role in ensuring Navi's compliance with evolving regulatory standards by building and leading a high-performing compliance monitoring function. You will be responsible for developing robust monitoring frameworks, identifying and addressing compliance risks, and providing actionable insights to leadership. This role requires a sharp eye for detail, deep regulatory knowledge, and the ability to collaborate across functions to uphold a culture of compliance and accountability at scale.

• Develop and implement a comprehensive compliance monitoring strategy aligned with regulatory requirements and industry best practices.

• Lead a team of compliance monitoring professionals, providing guidance, mentoring, and performance management support.

• Design and execute compliance monitoring plans and procedures to assess the effectiveness of internal controls and adherence to regulatory standards.

• Conduct risk assessments to identify key compliance risks and prioritize monitoring efforts accordingly.

• Collaborate with business units, legal, risk management, and internal audit teams to coordinate compliance monitoring activities and ensure alignment with organizational objectives.

• Analyze monitoring results, identify trends, and communicate findings to senior management, highlighting areas of improvement and recommending corrective actions.

• Stay updated on regulatory developments, emerging risks, and industry trends to continuously enhance the compliance monitoring program.

• Foster a culture of compliance awareness and accountability throughout the organization, promoting adherence to regulatory requirements.

• Bachelor's degree in finance, business administration, law, or a related field.

• Proven experience (8+ years) in compliance monitoring, audit, or regulatory compliance within the financial services industry, with a focus on non-banking financial services, asset management, and insurance being desirable.

• Strong understanding of relevant regulatory requirements and industry standards.

• Demonstrated leadership skills with the ability to effectively manage teams, prioritize tasks, and drive results in a fast-paced environment.

• Excellent analytical and problem-solving skills, with a keen attention to detail and the ability to interpret complex regulations and policies.

• Outstanding communication and interpersonal skills, with the ability to influence and build relationships across all levels of the organization.

• Proactive mindset, self-motivated, and able to work independently with minimal supervision.

• Commitment to integrity, ethics, and professionalism, with a passion for promoting a culture of compliance excellence.

We are shaping the future of financial services for a billion Indians through products that are simple, accessible, and affordable. From Personal & Home Loans to UPI, Insurance, Mutual Funds, and Gold — we're building tech-first solutions that work at scale, with a strong customer-first approach. 

Founded by Sachin Bansal & Ankit Agarwal in 2018, we are one of India's fastest-growing financial services organisations. But we're just getting started

Ambition. Perseverance. Self-awareness. Ownership. Integrity.
We're looking for people who dream big when it comes to innovation. At Navi, you'll be empowered with the right mechanisms to work in a dynamic team that builds and improves innovative solutions. If you're driven to deliver real value to customers, no matter the challenge, this is the place for you.

We chase excellence by uplifting each other—and that starts with every one of us.

Why You'll Thrive at Navi
At Navi, it's about how you think, build, and grow. You'll thrive here if:

-You're impact-driven : You take ownership, build boldly, and care about making a real difference.

-You strive for excellence : Good isn't good enough. You bring focus, precision, and a passion for quality.

-You embrace change : You adapt quickly, move fast, and always put the customer first.