Risk Analyst-AWM Supervision

2 days ago

Gurgaon, Haryana, India Ameriprise Financial Full time ₹ 9,00,000 - ₹ 12,00,000 per year

Supporting supervision functions of client facing documents, communications, and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags, while maintaining agreed service levels and commitments.

Key Responsibilities

Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities. Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. Help identify efficiencies through innovation using Lean.

Manage multiple and changing priorities, expectations and concerns while working closely with business partners in a focused and responsive manner.

Maintain reporting and other process documentation for Business Continuity purposes.

Required Qualifications

Bachelor's degree or equivalent

1-3 years of relevant experience

Preferred Qualifications

Intermediate level of MS Excel

Knowledge of US financial system, regulatory environment, financial products/services.

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm's focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You'll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Business Support & Operations

  • Risk Analyst-AWM Supervision

    3 days ago

    Gurgaon, Haryana, India Ameriprise Financial Services, LLC Full time ₹ 24,000 - ₹ 30,000 per year

    Supporting supervision functions of client facing documents, communications, and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags, while maintaining agreed service levels and commitments.Key ResponsibilitiesProvide support to Registered Principals and Supervision...

  • Credit Risk Analyst

    2 weeks ago

    Gurgaon, Haryana, India EXL Service Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Credit Risk Analyst (SAS/SQL) We're Hiring: Credit Risk Analyst (SAS/SQL) (Hybrid) Experience: 3+ years | Full-Time Notice Period: Immediate – 30 Days Must-Haves:Strong SAS (Base/Advanced) expertise Proficiency in SQL Credit Risk domain knowledge Advanced MS Excel skills Good to Have: Python/R, model validation/monitoring...

  • Fraud & Risk Analyst

    3 hours ago

    Gurgaon, Haryana, India EXL SERVICES Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Senior Manager Job Description: We are seeking a motivated and detail-oriented Fraud & Risk Analyst to join our team. The ideal candidate will assist in identifying and mitigating fraudulent activities, analyzing transaction data, and supporting the overall risk management process. Responsibilities:Monitor and analyze transaction data to identify...

  • Risk Market Data Analyst

    1 week ago

    Gurgaon, Haryana, India RBS Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Join us as a Risk Market Data AnalystWe'll look to you to take responsibility for market data processes, capturing and maintaining high quality market data and remediation work in relation to market and counterparty credit riskWorking directly with risk managers, you'll determine suitable sources of data, and suitable proxies where no such source existsThis...

  • Risk Analyst

    2 weeks ago

    Gurgaon, Haryana, India OSTTRA Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    About The RoleOSTTRA IndiaThe Role: Risk AnalystThe Team:Osttra is the home of MarkitSERV, Traiana, Trioptima and Reset businesses that offer post trade services to a community of 10k+ clients. Our company brings together people, processes, and networks to solve the markets' most challenging problems. Innovating, integrating, and optimising the post-trade...

  • Analyst-Risk Management

    7 days ago

    Gurgaon, Haryana, India American Express Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...

  • Risk & Controls Analyst

    1 week ago

    Gurgaon, Haryana, India NatWest Group Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Controls Testing Associate Join us as a Risk & Controls AnalystIf you're looking for a new challenge, where you can play a key role in preventing potential risks to our customers, this could be the ideal role for you You'll work in partnership with the first line of defence and businesses in applying effective risk management, and anticipating and...

  • Analyst - Operational Risk Management

    2 days ago

    Gurgaon, Haryana, India American Express Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...

  • Analyst, Risk and Compliance

    2 days ago

    Gurgaon, Haryana, India Cvent Full time ₹ 6,00,000 - ₹ 18,00,000 per year

    OverviewWe are seeking a proactive, technically skilled AI Risk Analyst to join our Information Security Risk & Compliance team in Gurgaon. Ideal candidates have 1-3 years of experience and will primarily lead and mature Cvent's AI risk assessment program covering model and system risk reviews, data and privacy considerations, and secure enablement of AI use...

  • Senior Analyst-Risk Management

    2 days ago

    Gurgaon, Haryana, India American Express Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new...