
Regulatory Reporting Associate
2 weeks ago
Join our dynamic team as a Transaction Processing Manager in Market Operations, where you'll lead the charge in regulatory reporting implementation and drive ongoing remediation activities. Embrace the opportunity to work across a diverse range of products, ensuring compliance and excellence in every transaction. Be at the forefront of innovation and make a significant impact in the world of market operations
As a Transaction Processing Manager in Market Operations, you'll be responsible for regulatory reporting implementation and ongoing remediation activities, while covering various products.
**Responsibilities**:
- Responsible for regulatory reporting implementation and ongoing remediation
- Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities industry groups/DTCC etc.) and internal stakeholders
- Establish the end-to-end control processes
- Review and improve the end-to-end control process around the Regulatory Reporting agenda in Credit / Rates / Equities
- Establish a strategic attestation process on regulatory reporting for the jurisdictions already implemented to the business
- Develop process and system enhancement recommendations
- Work with business and Technology group to prioritize the requirements by presenting the business case
- Perform cost benefit analysis to propose optimum future process to the business
- Successfully deliver controlled environment of Regulatory ReportingEnsure all controls and checks are completed by the end of day
Required qualifications, skills and capabilities:
- Strong understanding of Credit / Rates / Equity Derivatives products
- Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
- Excellent business analysis skills to drill down the complex regulatory reporting requirements for multiple jurisdictions
- Understanding of the end-to-end transaction cycle for derivative products
- Ability to work in a high pressure environment with time-critical deliveries
- Control mindset to identify process control gaps, prioritize, and mitigate operational risk
- Effective stakeholder management
- Experience with investment banking environment is a must in Middle Office / Trade Support
- Bachelor’s degree, Finance / Economics
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