Regulatory Operations Associate

1 week ago

Bengaluru Karnataka, India StoneX Group Full time

Overview:
Permanent, full-time, hybrid

Connecting clients to markets - and talent to opportunity.

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth.

**Business Segment Overview**:With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more.

**Responsibilities**:
**Primary duties will include**:

- Investigate, remediate and provide guidance on issues with Transaction reports and assist in developing controlled improvements.
- Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations.
- Review daily submissions to ensure completeness and accuracy.
- Liaise with external vendors and counterparts where required.
- Develop expert knowledge in Regulatory requirements, processes and systems for several transactions and position based Regulatory reports.
- Work with Projects log, track and update projects using JIRA.

Qualifications:
**To land this role you will need**:

- 3 - 5 years regulatory and Transaction reporting experience in MIFID, EMIR.
- A strong understanding of the compliance function and its interaction with operations.
- Solid market knowledge across a wide range of asset classes and the wider financial markets.
- Experience of implementing and maintaining new regulatory regimes.
- Ability to think strategically and contribute to department and division wide initiatives.
- Ability to learn quickly and adapt to new changes and new challenges.
- Accuracy and attention to detail. Effective project, organisation, and time management skills.
- Educated to degree level.
- Strong communication skills.
- CPT, Remit and SFTR experience (nice to have).

  • Regulatory Operations Associate

    2 weeks ago

    Bengaluru, Karnataka, India Precision Medicine Group Full time

    Bangalore Karnataka India **Job Type**: Regular Full-time Division: Precision for Medicine Business Unit: Clinical Solutions Requisition Number: 5566 **Position Summary**: The Regulatory Administrator (RA) provides essential administrative and operational support to the Regulatory Affairs department to facilitate the regulatory submissions process. This...

  • Regulatory Reporting, Associate

    7 days ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    **Regulatory Reporting, Associate**: **Job ID**:R0381354 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-04-11 **Location**:Bangalore **Position Overview**: **Job Title: Regulatory reporting team, Associate** **Location: Bangalore, India** **Role Description** The role is to perform a number of key functions that support...

  • Regulatory Operations Operator

    2 weeks ago

    Bengaluru, India Quess IT Staffing Full time

    **About Us** “Magna Infotech, now Quess IT Staffing, is India’s largest IT staffing company with over 20 years of experience in staffing IT professionals in 300+ companies across levels and skillsets. Our 10,000+ associates deployed in 80+ cities and towns are proficient in over 500 technological skills. Our associates help enable cutting edge solutions...

  • Trainee - Regulatory Operations (Publishing)

    1 day ago

    Bengaluru, Karnataka, India ClinChoice Full time

    ClinChoice is a global full-service CRO dedicated to professional development and providing an excellent work-life balance, with a quality-focused, collaborative "one-team" culture. We are looking for a dynamic person to join our in-house team as a Regulatory Operations Trainee on a permanent basis. You will work on projects from our varied client base,...

  • Global CMC Regulatory Associate

    2 weeks ago

    Bengaluru, Karnataka, India Eli Lilly Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    At Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world work to discover and bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities...

  • Regulatory Control Associate

    1 week ago

    Bengaluru, India NatWest Group Full time

    Our people work differently depending on their jobs and needs. From home working to job sharing, visit the remote and flexible working page on our website to find out more. This role is based in India and as such all normal working days must be carried out in India. Join us as a Regulatory Control Associate - In this role, you’ll be managing our...

  • Associate Regulatory Division

    1 day ago

    Bengaluru, Karnataka, India Optalon HR Consultant PVT LTD Full time

    **Job Title: Associate - Regulatory Division** **Location**: Chennai (3 openings) / Bangalore (1 opening) **Experience**: 0-2 years **Education**: ACS (Qualified Company Secretary) **Job Level**: Mid-Senior **Salary**: ₹6.00 - ₹8.00 LPA **Notice Period**: Immediate to 30 Days (preferred) **Job Summary**: **Key Responsibilities**: - Ensure **Company...

  • Regulatory Operations Analyst

    2 days ago

    Bengaluru, India Quess Full time

    About Us “Quess IT Staffing is India’s largest IT staffing company with over 20 years of experience in staffing IT professionals in 300+ companies across levels and skillsets. Our 10,000+ associates deployed in 80+ cities and towns are proficient in over 500 technological skills. Our associates help enable cutting edge solutions some of the biggest names...

  • Regulatory & Cross Product Operations - Associate

    2 weeks ago

    Bengaluru, India Deutsche Bank Full time

    Job Title: Regulatory & Cross Product Operations - Associate Location: Bangalore, India Role Description As part of the Regulatory & Cross Product Ops (RCP) team, you will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for...

  • Regulatory & Cross Product Operations - Associate

    2 weeks ago

    Bengaluru, India Deutsche Bank Full time

    Job Title: Regulatory & Cross Product Operations - Associate Location: Bangalore, India Role Description As part of the Regulatory & Cross Product Ops (RCP) team, you will be responsible for understanding and monitoring various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for...