Regulatory Operations Associate

6 days ago

Bengaluru Karnataka, India StoneX Group Full time

Overview:
Permanent, full-time, hybrid

Connecting clients to markets - and talent to opportunity.

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets - focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth.

**Business Segment Overview**:With boots on the ground authenticity at the heart of everything we do, our comprehensive array of commercial products and services enable you to work directly with our clients, across hedging, risk management, execution and clearing, OTC products, commodity finance and more.

**Responsibilities**:
**Primary duties will include**:

- Investigate, remediate and provide guidance on issues with Transaction reports and assist in developing controlled improvements.
- Provide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations.
- Review daily submissions to ensure completeness and accuracy.
- Liaise with external vendors and counterparts where required.
- Develop expert knowledge in Regulatory requirements, processes and systems for several transactions and position based Regulatory reports.
- Work with Projects log, track and update projects using JIRA.

Qualifications:
**To land this role you will need**:

- 3 - 5 years regulatory and Transaction reporting experience in MIFID, EMIR.
- A strong understanding of the compliance function and its interaction with operations.
- Solid market knowledge across a wide range of asset classes and the wider financial markets.
- Experience of implementing and maintaining new regulatory regimes.
- Ability to think strategically and contribute to department and division wide initiatives.
- Ability to learn quickly and adapt to new changes and new challenges.
- Accuracy and attention to detail. Effective project, organisation, and time management skills.
- Educated to degree level.
- Strong communication skills.
- CPT, Remit and SFTR experience (nice to have).

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