Avp - Depository Participant; a Leading Mnc Bank

2 weeks ago

Mumbai, India Riverforest Connections Full time

**Job Description
- To manage complete DP operations along with well-versed knowledge of KYC guidelines of NSDL and SEBI and Demat account opening.
- **Role & Responsibilities**
- Experience in managing all DP Operations including Account Opening, KRA upload and DIS processing
- Well versed with KYC guidelines of NSDL and SEBI and Demat account opening for all types of Foreign and Local Clients.
- Well versed with AML checkpoints and other NSDL audit requirements.
- Liaising with market participants (Regulatory bodies, exchanges, brokers, DPs etc) and internal stakeholders for smooth functioning

**Contributing Responsibilities**
- Perform BCP/DRS tests on a regular basis
- Interaction with DP back-office vendor
- Handling audits - regulatory, internal, statutory, concurrent audit, NSDL audit etc.
- Other ad-hoc duties as may be required from time to time as per DP regulations and internal policies

**Technical & Behavioral Competencies**
- Team player.
- Client focused
- Quality-driven.
- Pro-active
- Excellent Communication skills
- Logical approach
- Keen to work in a multi-cultural environment
- Self-motivated, with a strong sense of initiative

**Specific Qualifications**
- NISM ? Series VI: Depository Operations Certification Examination

**Education Level**:
Bachelor Degree or equivalent

**Experience Level**

At least 10 years

**Skills Required**:
Depository Participant;KYC;Account Opening;Demat Account Opening;DP Operations;NISM;AML

**Location**

Mumbai

**Years Of Experience**

10 to 15 Years

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