
Chief Compliance Officer
5 days ago
We have an urgent opening for the position of **Chief Compliance Officer** in our Corporate Office, Palarivattom.
**Salary Range**: Rs. 40000/- to 45000/
- **Job profile**:
**Role**: Chief Compliance Officer
**Industry**: NBFC
**Grade**: CM/AGM
**Salary**:Negotiable
**Job location**: Corporate Office, Palarivattom
- If you are interested, please contact HR Department -
0484 4281120
/112._
**JOB DESCRIPTION**:
- Develop and implement a comprehensive compliance strategy aligned with the company's goals and objectives, taking into consideration regulatory changes and industry best practices.
- Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies.
- Regularly report compliance performance and issues to the senior management and the Board of Directors, highlighting areas of concern and improvement.
- Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards.
- Conduct regular risk assessments to identify potential compliance risks and develop mitigation strategies to prevent violations.
- Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations.
- Implement robust monitoring and reporting mechanisms to track compliance activities, report violations, and recommend corrective actions.
- Serve as the primary point of contact for regulatory agencies and external auditors, facilitating inspections and examinations as required.
- Stay informed about emerging trends, best practices, and changes in regulatory requirements within the NBFC and banking industry.
- **If you are interested, please contact HR Department -
0484 4281120
/112.**_
**Regards,**
HR Department
KLM Axiva Finvest Ltd.,
**Salary**: ₹40,000.00 - ₹45,000.00 per month
**Benefits**:
- Leave encashment
- Provident Fund
Schedule:
- Day shift
Supplemental pay types:
- Yearly bonus
Work Location: In person
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