Financial Crime Business Oversight Compliance

**Date live**:
06/04/2025
**Business Area**:
Compliance
**Area of Expertise**:
Compliance
**Contract**:
Permanent
**Reference Code**:
JR-0000021626
Compliance is a broad, multidisciplinary function at Barclays that oversees our global business operations. We ensure the bank lives its values, meets regulatory requirements, and follows our codes of conduct. Compliance helps manage financial affairs safely, prevents crime, and eliminates bad practices, acting as guardians for customers, colleagues, assets, shareholders, and reputation. This vital, challenging, and rewarding role protects customers, defends our reputation, and defines our business practices. Without Compliance, Barclays could not operate.
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Join us as a BA4 in the Financial Crime Business Oversight Compliance - KYC Advisory team at Barclays, where KYC Advice (KYCA), within Financial Crime Business Oversight Compliance, is responsible for providing advice to the business and operations teams with respect to Financial Crime Policy & Standards; guidance on risk mitigation approach as part of Customer Due Diligence and enhancing first line of defense management of financial crime risk.
Providing consistent and risk-based advice to BB PLC business on Customer Due Diligence queries to ensure the business effectively mitigate the risks of products and services being abused for the purposes of money laundering, terrorism financing, or other financial crime.
To be a successful BA4 in Financial Crime Business Oversight Compliance - KYC Advisory team, you should have experience with (mandatory)
1. Stakeholder Management.
2. Decision Making & Problem Solving.
3. Risk & Control Objective.
**4. KYC Advice**:
As a Financial Crime SME, provide sophisticated risk sensitive advice and guidance to the business with respect to client and transactional risk in a time sensitive environment. For example, through periodic client reviews or on-boarding.
Provide guidance and support to the business line with respect to implementation of policy requirements and, or legislation.
Support ad-hoc projects which look to enhance or remediate controls with respect to Customer Due Diligence.
Coordinate across regional teams to provide a single view on client risk across the organization.
Provide the Head of Financial Crime for BBPLC and BU/Regional Heads of Financial Crime oversight of emerging trends/themes into customer populations.
Work with business stakeholders to address gaps and issues with respect to Customer Due Diligence procedures and controls.
Develop, enhance and maintain financial crime related management information.
Person Specification/ Essential Skills
Strong SME across Financial Crime regulation, guidance and risk mitigation strategies.
Understanding of different business segments and the associated financial crime risks.
Creative and forward thinking, striving to improve and find solutions through effective innovation and ability to manage project and programmes of work end to end.
Highly organized and structured with excellent written communications skills and proficient with Excel and PowerPoint.
Skillful co-ordination in working across a wide range of stakeholders both within and beyond the function
Robust understanding of jurisdictional risks and geopolitical developments.
**Location**: Pune
Purpose of the role
To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Accountabilities
Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements.
Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.
Analyst Expectations
To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.
Requires in-depth technical knowledge and experience in their assigned area of expertise
Thorough understanding of the underlying principles and concepts within the area of expertise
They lead and supervise a team, guiding and supporting professional development, alloca