Audit Executive-support Services-internal Audit
6 days ago
**Key Accountabilities**
Executing the delivery of the Kotak IAD’s Audit plan for the calendar year.
- To assist the Team Supervisor / Team Lead on assigned audit work of KMBL Businesses & Processes. This will entail working on the audit to deliver the Audit Planning Memo, Controls Document, agree issues & action plans with management and submission of draft report to the Team Supervisor.
- Demonstrate sound knowledge of both business/technical areas and expert knowledge in the audit process, including the IA systems, to ensure that audit work is carried out with a high standard that meets all methodologies.
- Demonstrate sound knowledge of regulations governing the bank (RBI, IRDA, SEBI, FEMA, FIMMDA, FEDAI, FATCA, NDS-OM, etc.)
- Conducts reviews to understand end-to-end process, evaluate and highlight key control deficiencies, analyse root cause and discuss / agree with management for effective and timely remediation plans.
- Manage individual workflow to ensure timely report deliveries with quality articulation of audit queries
- Writing high quality audit reports. To embrace and demonstrate effective Audit report writing & presentation skills from E2E perspective (Planning, Execution, Discussion, Clarification, Finalisation, Documentation into system etc.)
- Endeavouring to update awareness of risk issues and changes across relevant business units and use this knowledge to update the audit approach.
- Driving and leading discussions with relevant stakeholders regarding audit observations, consulting with IAD team supervisors / Team Leads.
**Decision-making and Problem Solving**
- Take into account reputation of Kotak at all times, through positive interactions and adhering to policies, procedures and manuals.
- Set an example and supports fair and ethical behaviour.
- Make sure you are equipped to be able to protect our reputation at all times.
- Challenge others where appropriate, if you believe self to be correct.
- Endeavour to be part in decision making on a broad range of factors, with Kotak’s values at heart - **Always Responsible, Always Accountable.
**Risk and Control Objective**[This section is mandatory for all role profiles]
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Kotak’s Policies and Standards.
**Person Specification**
Personal attributes essential to performing role including competencies, expertise, knowledge, and experience. Note: experience requirements must not be in the form of years (minimum or otherwise).
**Essential Skills/Basic & Preferred Qualifications**:
Understanding of Banking Business their products and processes.
- Person who can work alone, close audits and manage stakeholders
- Experience in a BFSI or Finance processes, including audit.
- Understanding of relevant regulatory environment would be an added advantage.
- Experience in data analytics and/or exposure to data science/machine learning techniques would be an added advantage.
-
Audit Executive-support Services-internal Audit
4 weeks ago
Mumbai, Maharashtra, India Kotak Mahindra Bank Full timeJob Category KMBL Degree Level Bachelor s Degree Team Member - IT Audits Grade M3 M4 Location Mumbai Job Role Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits Application Security Assessments Vendor Audits Concurrent Audits Thematic Assignments Regulatory submissions etc Develop the Risk Based Audit...
-
Audit Executive-support Services-internal Audit
2 weeks ago
Mumbai, Maharashtra, India Kotak Mahindra Full time**Team Member - IT Audits Grade: M3/M4** **Location: Mumbai** Job Role - Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. - Develop the Risk Based Audit Framework, meeting RBI...
-
Audit Executive-support Services-internal Audit
2 hours ago
Mumbai, Maharashtra, India Kotak Mahindra Full time**Team Supervisor -Wholesale Banking Credit Audit Grade: M5/M6/M7** **Location: Mumbai** Job Role **Experience**in undertaking credit audit for wholesale banking. - Performing Credit Audits for lending business (working capital as well as term loan products) as per the Risk Based Audit Plan. - Review of credit due diligence process, documentation,...
-
Mumbai, Maharashtra, India Kotak Mahindra Full time**Team Member -Wholesale Banking Credit Audit Grade: M3/M4** **Location: Mumbai** Job Role **Experience**in undertaking credit audit for wholesale banking. - Performing Credit Audits for lending business (working capital as well as term loan products) as per the Risk Based Audit Plan. - Review of credit due diligence process, documentation, post-sanction...
-
Internal Audit Executive
4 days ago
Fort, Mumbai, Maharashtra, India Acme services Full timeCoordinate and execute internal audit assignments in accordance with established methodologies, and regulatory requirements. - Exposure to audits of Listed entities, Public and Private Companies. - Exhibit the understanding of client business and processes. - Implement the best audit and business practices in line with applicable internal audit...
-
Mumbai, Maharashtra, India Kotak Mahindra Bank Full timeJob Category KMBL Degree Level Bachelor s Degree This is a great opportunity to be a part of a leading financial institution The Internal Audit department seeks a professional to lead and execute audits evaluate risks and ensure compliance You will interpret audit results recommend improvements and mentor junior staff Responsibilities Lead and manage a team...
-
Internal Audit
2 days ago
Mumbai, Maharashtra, , India Waystone Governance Ltd. Full time ₹ 12,00,000 - ₹ 36,00,000 per yearSummary of the role:Waystone Group Internal Audit's objective to consistently assess the adequacy and effectiveness of governance and management of risks, giving an evidence-based opinion on all aspects of governance, risk management and internal controls.The Manager - Internal Audit plays is a supporting role to the Senior Manager. Holding a position in the...
-
Audit Executive-SUPPORT SERVICES-Internal Audit
3 weeks ago
Mumbai, India Kotak Mahindra Bank Limited Full timeJob Description Job Description Team Member - IT Audits Grade: M3/M4 Location: Mumbai Job Role . Responsible to deliver multiple IT Audit assignments including IT Application and Infrastructure Audits, Application Security Assessments, Vendor Audits, Concurrent Audits, Thematic Assignments, Regulatory submissions etc. . Develop the Risk Based Audit...
-
Internal Audit Executive
2 weeks ago
Dadar, Mumbai, Maharashtra, India Ananta Resource Management Full timeJob Domain **Financial Services** Client Details **Job Profile: - ** **Industry Type**: CA Firm **About**: Our client is a firm of experienced chartered accountants providing specialized services in the area of audit & assurance, direct and indirect tax, business advisory, accounting, and regulatory compliances. With two locations in Mumbai and...
-
Mumbai, Maharashtra, India Kotak Mahindra Bank Full time ₹ 40,00,000 - ₹ 1,20,00,000 per yearDescriptionAs an Audit Associate, you will play a vital role in our Internal Audit department, contributing to the overall effectiveness of our audit processes. Your primary responsibility will be to assist senior auditors in conducting independent and objective audits across various business units and functions. This role offers an excellent opportunity to...
