Audit Executive-support Services-internal Audit

2 weeks ago

Mumbai Maharashtra, India Kotak Mahindra Full time

**Key Accountabilities**

Executing the delivery of the Kotak IAD’s Audit plan for the calendar year.
- To assist the Team Supervisor / Team Lead on assigned audit work of KMBL Businesses & Processes. This will entail working on the audit to deliver the Audit Planning Memo, Controls Document, agree issues & action plans with management and submission of draft report to the Team Supervisor.
- Demonstrate sound knowledge of both business/technical areas and expert knowledge in the audit process, including the IA systems, to ensure that audit work is carried out with a high standard that meets all methodologies.
- Demonstrate sound knowledge of regulations governing the bank (RBI, IRDA, SEBI, FEMA, FIMMDA, FEDAI, FATCA, NDS-OM, etc.)
- Conducts reviews to understand end-to-end process, evaluate and highlight key control deficiencies, analyse root cause and discuss / agree with management for effective and timely remediation plans.
- Manage individual workflow to ensure timely report deliveries with quality articulation of audit queries
- Writing high quality audit reports. To embrace and demonstrate effective Audit report writing & presentation skills from E2E perspective (Planning, Execution, Discussion, Clarification, Finalisation, Documentation into system etc.)
- Endeavouring to update awareness of risk issues and changes across relevant business units and use this knowledge to update the audit approach.
- Driving and leading discussions with relevant stakeholders regarding audit observations, consulting with IAD team supervisors / Team Leads.

**Decision-making and Problem Solving**
- Take into account reputation of Kotak at all times, through positive interactions and adhering to policies, procedures and manuals.
- Set an example and supports fair and ethical behaviour.
- Make sure you are equipped to be able to protect our reputation at all times.
- Challenge others where appropriate, if you believe self to be correct.
- Endeavour to be part in decision making on a broad range of factors, with Kotak’s values at heart - **Always Responsible, Always Accountable.
**Risk and Control Objective**[This section is mandatory for all role profiles]

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Kotak’s Policies and Standards.

**Person Specification**

Personal attributes essential to performing role including competencies, expertise, knowledge, and experience. Note: experience requirements must not be in the form of years (minimum or otherwise).

**Essential Skills/Basic & Preferred Qualifications**:
Understanding of Banking Business their products and processes.
- Person who can work alone, close audits and manage stakeholders
- Experience in a BFSI or Finance processes, including audit.
- Understanding of relevant regulatory environment would be an added advantage.
- Experience in data analytics and/or exposure to data science/machine learning techniques would be an added advantage.

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