Team Supervisor-compliance-support Services-compliance

1 day ago

Mumbai Maharashtra, India Kotak Mahindra Full time

**JOB DESCRIPTION - SENIOR VICE PRESIDENT/ VICE PRESIDENT - IT/IS/TECHNOLOGY COMPLIANCE**

JOB TITLE

Senior Vice President/ Vice President - IT/IS/Technology Compliance - M8/M7

DEPARTMENT

Compliance

REPORTING TO

President & Chief Compliance Officer

JOB PURPOSE

Compliance Risk Assessment & Assurance

MAJOR ACTIVITIES
- Ensuring compliance and governance is met with regulatory requirements and drive IT compliance agenda
- Assess the compliance risk and technical security controls for on-prem and cloud-based solutions and identify the associated cyber/information security risks and compliance requirements
- Recommend measures/controls to mitigate the information security risk and compliance to regulatory/statutory requirements
- Conducting a continuous assessment of current Technology and Security practices and systems in identifying continuous improvement areas
- Driving change projects and building new IT Compliance capabilities
- Managing numerous information sources and providing data analysis reports to senior management
- Supporting the CCO report to the Board and being an active member of the senior management team
- Flexible and adaptable capable of changing direction where required and showing flexibility to meet new demands
- Coordinating the Regulatory IT audits from a compliance perspective
- Building and maintaining relationship with regulators

RELEVANT EXPERIENCE
- Should have Core IT Audit / IT Security Audit/ Technology and Infrastructure experience. Experience about banking regulations in these areas would be an advantage
- Familiarity with regulators and regulations
- Digital leadership skills capable of empowering and leading an IT enable team members to meet business and IT security goals
- A Chartered Accountant with relevant experience. Someone with Engineering and Technology/IT Services background will be an added advantage.
- Should have experience across: (a) Internal Audit, (b) CISO, (c) IT Security, (d) Cyber Security (e) Banking Compliance
- Should have strong people and external stakeholder management skills. He/she should be a good coach and mentor to team members.
- Creative thinking able to look at alternatives and should be solution oriented
- Should have the ability to multitask and adhere to timelines.
- Should also bring good energy levels for change management and focus on new initiatives.

PERSONAL CHARACTERISTICS & BEHAVIOURS
- Good oral and written communication skills
- Strong analytical and creative problem-solving skills
- Eye for detail and a quick learner
- Catching up with the Technology evolution - Categorization, Bucketing, Automation and Digitalization, from a Technology perspective

  • Team Supervisor-compliance-support Services-compliance

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    **JOB DESCRIPTION - SENIOR VICE PRESIDENT/ VICE PRESIDENT - IT/IS/TECHNOLOGY COMPLIANCE** JOB TITLE DEPARTMENT Compliance REPORTING TO President & Chief Compliance Officer JOB PURPOSE Compliance Risk Assessment & Assurance MAJOR ACTIVITIES - Ensuring compliance and governance is met with regulatory requirements and drive IT compliance agenda - Assess...

  • Team Member

    2 weeks ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    As a A **Compliance Team Member - Treasury** - Department - Compliance - Location - Mumbai - Number of Positions - 1 - Reporting Relationships - Reporting to Deputy Vice President(M6) - Position Grade - Senior Manager(M4)/ Associate Vice President(M5) The key responsibilities would include the following: - Supporting the business/treasury function of the...

  • Team Member

    5 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    Team Member - Compliance M4 / M5 About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). - To monitor new regulations as...

  • Team Member

    7 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    **Team Lead - Credit Compliance - Retail** - Department - Compliance - Location - Mumbai - Number of Positions - 1 - Reporting Relationships - Reporting to Senior Vice President - Position Grade - Deputy Vice President The key responsibilities of the Team would include the following: - Reviewing all the credit proposals which goes into Credit Committee...

  • Team Member

    7 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Full time

    **Team Member - Credit Compliance - WBG and Working Capital Business** - Department - Compliance - Location - Mumbai - Number of Positions - 2 - Reporting Relationships - Reporting to Vice President/Deputy Vice President - Position Grade - Associate Vice President/Senior Manager/Manager The key responsibilities would include the following: - Reviewing...

  • ▷ Urgent: Team Member

    7 days ago

    Mumbai, Maharashtra, India Kotak Mahindra Bank Full time

    Job Category KMBL Degree Level Bachelor s Degree About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor understand interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators such as SEBI NPCI NSDL CDSL etc 1 To monitor new...

  • IT Service Desk Manager

    18 hours ago

    Mumbai Metropolitan Region, India Excis Compliance Full time US$ 90,000 - US$ 1,20,000 per year

    WE'RE HIRING FOR AN IT SERVICE DESK MANAGER AT INDIAExcis is a global IT support leader globally, driven by innovation and collaboration. We're looking for an IT Service Desk Manager to serve in a crucial frontline role, responsible for coordinating the successful delivery of IT field services to our internal IT team. This is a strategic leadership role that...

  • Assistant

    18 hours ago

    Mumbai, Maharashtra, India Compliance Sathi Full time ₹ 3,00,000 - ₹ 4,50,000 per year

    Company DescriptionCompliance Sathi specializes in a wide variety of services including the formation of companies and LLPs, registration of societies and trusts, annual compliance with XBRL, and corporate law advice. Our practice areas also cover secretarial audits, due diligence, conversions of companies and LLPs, IEPF processes, IPO and listing...

  • Team Member

    2 weeks ago

    Mumbai, India Kotak Mahindra Bank Limited Full time

    Job Description About the Job The expectation and primary accountability of the position in the Compliance Department is to monitor, understand, interpret and guide business teams regarding new regulations emanating from financial services and capital market regulators (such as SEBI, NPCI, NSDL, CDSL etc.). 1. To monitor new regulations as and when they...

  • Junior Compliance Executive

    1 day ago

    Mumbai, Maharashtra, India Team HR Full time

    **Job Title**: Junior Compliance Executive **Location**: Goregaon **Department**: Compliance **Employment Type**: Full-time **Job Purpose**: **Key Responsibilities**: - Assist in monitoring company operations to ensure compliance with laws, regulations, and internal policies. - Support the implementation and maintenance of compliance policies and...