Compliance Executive

6 days ago

Pune, India Cultivate Full time

**cultivate** began out of a desire to contribute to the start-up ecosystem by providing a service that fills the void left by others; an approachable fit-for-purpose solution for founders and leaders in the tech sector.

Using innovative and collaborative approaches, we help emerging tech companies address hiring challenges and secure the best talent. And with an intimate appreciation that all companies have varying degrees of HR needs, cultivate offers a scalable and strategic approach to human resources.

**The opportunity**:
Our client is a Singapore headquartered Fintech operating regionally across Singapore, Hong Kong, and Malaysia and is licensed by the Monetary Authority of Singapore (MAS) as a Major Payment Institution under the Payment Services Act.

Reporting to the Compliance Manager, your mission is to ensure that the client's day-to-day operations remain compliant with government regulations and the group’s risk appetite. You’ll oversee customer onboarding, KYC, CDD, and transaction monitoring, all whilst delivering the best possible user experience.

**Your responsibilities will include**:

- Owning the day-to-day operational compliance tasks including transaction monitoring, Corporate clients onboarding, and identifying other risk areas including fraud and financial crime.
- Conducting assessment and evaluation on credit ratings for corporate clients, including credit limit excess monitoring.
- Performing AML investigation for the team across markets with adherence to local regulations, suggesting the course of action to be taken.
- Collaborating with sales, finance, and technology teams to question the status quo, and improve customer experience, while remaining compliant.
- Keeping informed about industry developments, trends and best practices and assessing their effect on operational processes.

**What you will bring to the table**:

- Minimally 3 years of operations, compliance and/or KYC experience, ideally within the Financial Services or Payments industry.
- A proven track record to show strong attention to detail and the ability to effectively manage time, prioritise and complete tasks with tight deadlines
- Excellent communication skills and ability to simply explain complex situations in English and preferably, Chinese.
- Experience in an international English-speaking environment.
- Sound judgement and a strong sense of ethics.
- A hands-on attitude and the ability to manage multiple priorities and stakeholders without compromising on quality.
- Preferably, experience in a regulated financial institution, or a Fintech company.
- Preferably, holding professional certification (ACAMS/ICA).

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