Aml Compliance Officer

The Compliance AML Core Intermediate Analyst is an intermediate level role. Deals with most problems independently and has some latitude to solve complex problems. Integrates in-depth specialty area knowledge with a solid understanding of industry standards and practices. Good understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/ job family. Applies analytical thinking and knowledge of data analysis tools and methodologies. Requires attention to detail when making judgments and recommendations based on the analysis of factual information. Typically deals with variable issues with potentially broader business impact. Applies professional judgment when interpreting data and results. Breaks down information in a systematic and communicable manner. Developed communication and diplomacy skills are required in order to exchange potentially complex/sensitive information. Moderate but direct impact through close contact with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team and other closely related teams.

**Responsibilities**:

- Enhance and implement of best -in-class AML Compliance policies and practices.
- Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business.
- Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements
- Identify and escalate unusual activity or cases that fail to meet Citi and line of business guidelines to appropriate management or business partners. Advise management on next steps.
- Create, develop and deliver relevant training to business and functional partners.
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.
- Ensure timely & accurate submission of the 4 AML RTRs to FIU-IND being submitted from over 20 feeder units.
- Co-ordinate with APAC RTR & MRM for RTR governance and TM aspects / requirements.
- Supporting AML NPA process in the development, enhancements, and enrichment of AML RTR related requirements.
- Facilitate Quarterly AML MCA testing and reviews.
- Review transaction code breaches & conduct remediation if any with Business / Product & Ops.
- Tracking and reviewing test plans, test results and unresolved problems; reviewing test reports and taking corrective actions.
- Partnering with business for regulatory examinations, internal reviews including managing exam preparation and deliverables and tracking execution of corrective action plans for all audit and review for internal (IA & CA) and external auditors (RBI / SEBI / FIU-IND / NSDL / CDSL / NSE / BSE).

**Qualifications**:

- 5-8 years of relevant experience
- AML certification preferred

**Education**:

- Bachelor’s/University degree or equivalent experience
- **Job Family Group**:
Compliance and Control
- **Job Family**:
AML Core
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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