Cfil Amlco

** Regulatory Engagement responsibilities**:

- Serve as the CFIL Regulatory Principal Officer for RBI & FIU-IND on AML matters.
- Lead in the preparation and engagement with regulators for AML-related regulatory examinations and supervisory visits;
- Respond to inquiries from local regulatory bodies, governmental agencies and/or law enforcement authorities, as required for CFIL
- ** Regulation and Policy responsibilities**:

- Review the Regulatory Inventory to confirm inclusion of all AML laws, rules and regulations (LRRs) for the legal vehicle;
- Identify new AML LRRs and changes to existing LRRs, working with the Country AML Compliance Officer (AMLCO), as appropriate;
- Analyze impact of regulatory changes and develop and oversee action plans to achieve compliance; working with the Country AMLCO and impacted business lines/functions, as appropriate.
- Raise Corrective Action Plans (CAPs), as applicable, to ensure compliance with local AML-related laws, rules and regulations;
- Revise local AML policy documents to align with Global AML policy documents and LRR updates and socialize with relevant country staff.
- ** Know Your Customer (KYC) responsibilities**:

- Act as KYC Risk Evaluation Management Designee as required, reviewing customer due diligence records for clients booked to the relevant jurisdiction/legal vehicle;
- Ensure that the relevant local rules and requirements for customer due diligence are accurate and up-to-date in critical business systems;
- ** Investigation and reporting responsibilities**:

- Act as Citi Financial Intelligence Unit (FIU) designee, as required, reviewing AML transaction monitoring alerts as well as manual escalations and undertaking investigations of potential suspicious activity;
- Prepare and submit Suspicious Activity Reports (SARs) to local authorities as applicable for CFILIPL;
- Work with the regional AML Monitoring Risk Management team to ensure that appropriate transaction monitoring is in place as required by local regulations.
- Prepare, review and/or provide oversight for any other regulatory mandated reporting as applicable
- ** Governance, Risk & Control responsibilities**:

- Ensure that local AML-related issues requiring Corrective Action Plans are resolved in a timely manner
- Undertake regular Manager Control Assessment (MCA) testing for CFILIPL AML assessment unit
- Lead in the preparation for local AML-related internal audit reviews and Compliance Assurance Risk Reviews;
- Report to local AML committee(s) and/or GBRC or other applicable governance forums on AML-related matters;
- Ensure that any local AML-related issues requiring escalation are brought to the attention of regional senior management and to regional governance forums, as appropriate.
- Work with Business to ensure proper AML controls are in place for new product/services/locations

**Qualifications**:

- 8-10 years relevant experience
- AML Certification
- Consistently demonstrates clear and concise written and verbal communication skills
- Self-motivated and detail oriented
- Advanced analytical skills Ability to both work independently and collaborate with team members

**Education**:

- Chartered Accountant / Master's degree preferred
- **Job Family Group**:
Compliance and Control
- **Job Family**:
AML Core
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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