Audit and Compliance Agm

6 days ago

Mumbai, India Quadrangle Full time

**Expectations/ Requirements**:
1. Facilitating external audits thus ensuring compliance with regulatory requirements.

2. Responsible for internal audit process & ensure compliance in line with RBI guidelines.

3. Creating and reviewing potential SOPs/ Policies/ Process Map on the basis of business requirements/ standardization as per Market.

4. Ensuring 100% vendors are covered periodically to authenticate the controls and hygiene of the processes via external audit.

5. Timely report out of all the processes to respective stakeholders on audit findings and process fix.

6. Meticulous follow ups with stakeholders on corrective actions of defects to ensure timely closure of Action Taken Report.

7. Monthly publishing of audit dashboards of all the processes.

8. Recommendation on enhancement of the existing processes and leverage automations from time to time

**Superpowers/ Skills that will help you succeed in this role**:
1. He/ She/ They should possess 2-5 years of progressive experience in lending and/or handling audit/compliance.

2. Responsible for understanding partner requirements and acting as a SPOC for business, risk, compliance.

3. Managing partner governance on an on-going basis and ensuring smooth functioning of the partnership

4. Technical skills would be added advantage.

5. Should possess excellent communication and analytical skills.

6. Working Knowledge of Presentation
- Role:
Risk Management & Compliance - Other
- Salary:
Not Disclosed by Recruiter
- Industry:
FinTech / Payments
- Department:
Risk Management & Compliance
- Role Category:
Risk Management & Compliance - Other
- Employment Type:
Full Time, Permanent
- Key Skills

rbi guideline

compliance

internal audit

Skills highlighted with ‘‘ are preferred keyskills
- Education
- UG:
B.Com in Any Specialization

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