Company Secretary

5 days ago

Ahmedabad Gujarat, India Adhaan Solutions Pvt Ltd Full time

**Job Title - Company Secretary**

**Location - Ahmedabad Satellite Road**

**Budget - Up to 9 Lacs**

**Qualifications**:
**-Qualified Company Secretary (CS) with a valid membership from the Institute of Company Secretaries of India (ICSI).**

**Overview**: As the Company Secretary, you will be responsible for ensuring adherence to regulatory requirements and internal policies within our Portfolio Management Service (PMS) House. Reporting directly to the Principal Officer (PO), you will play a crucial role in overseeing compliance functions related to SEBI regulations and other relevant guidelines governing portfolio management services.

**Responsibilities**:
**1. Regulatory Compliance**: Ensure compliance with SEBI regulations, circulars, and guidelines pertaining to portfolio management services. Stay updated on regulatory changes and communicate implications to relevant stakeholders.

**2. Internal Policies**: Develop and implement internal compliance policies and procedures in alignment with regulatory requirements. Monitor compliance with internal policies and initiate corrective actions as needed.

**3. Documentation and Reporting**: Maintain accurate and up-to-date documentation related to compliance activities, including regulatory filings, reports, and records. Prepare and submit compliance reports to regulatory authorities as required.

**4. Risk Assessment**: Conduct periodic risk assessments to identify compliance risks and vulnerabilities. Develop and implement risk mitigation strategies to address identified risks effectively.

**5. Training and Awareness**: Provide training and guidance to employees on compliance matters, including SEBI regulations,internal policies, and procedures. Foster a culture of compliance awareness and adherence throughout the organization.

**6. Investigations and Resolution**: Investigate compliance breaches, incidents, and complaints. Take appropriate corrective and preventive actions to address issues and prevent recurrence.

Pay: ₹800,000.00 - ₹900,000.00 per year

**Benefits**:

- Provident Fund

Schedule:

- Day shift

Work Location: In person

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