Avp De-risking Compliance and Controls

2 weeks ago

Mumbai, India HSBC Full time

**Some careers open more doors than others.**

If you’re looking to unlock new job opportunities, take a look at the possibilities right on your doorstep here at HSBC.

HSBC Wealth Management leads the Asia-Pacific implementation of our global strategy to deliver world-class solutions to retail and private clients seeking to grow, protect, preserve or transfer their wealth. This involves the development and management of needs-based solutions covering foreign exchange, deposit, investment, insurance and financing products, as well as the provision of suitable market insights and updates, financial planning and advisory services.

We are currently seeking an experienced professional to join the Business Financial Crime Risk team.

**Principal Responsibilities**
- Responsible for driving initiatives for improvement in control implementation with the aim of strengthening Financial Crime Control
- Ensuring liaising with BRCM, BPM and FCC teams ensure appropriate presentation of the customer information
- Drive implementation for process improvements in collaboration with branches, CCO, FCC and KYC Ops.
- Represent Branch Banking in teams set up to run Bank wide initiatives w.r.t implementing controls & processes.
- Review Remediation processes and identify gaps and implement projects for improvement.
- Liaise with Branches/ Key Stakeholders to ensure timely and complete delivery of customer information
- Ensure implementation of recommendations made by FCC, monitoring of operational activities w.r.t remediation and identification of control weaknesses. Address the weaknesses thus identified
- Coaching and guiding the Frontline about FCC and ensuring presentation of quality customer information
- Liaise with FCC and CCO to seek clarifications/dispensations on various Remediation issues.
- Conducting in-depth reviews of accounts identified as SCC / PEP, HRC, HNWI to ensure that we do business only with people we know and trust.

Requirements
- Minimum Graduation or as required for the role, whichever is higher.
- A minimum of 3 yrs experience in the financial service industry.
- Thorough knowledge of the Banking systems & processes,
- In depth knowledge and understanding of the regulation & guidelines as applicable
- Knowledge of Group Policies and Procedures for audit and compliance
- Expertise in customer service & query handling mechanism.
- The jobholder will need to possess Lateral Thinking Skills, good analytical skills and high motivation level.
- The job holder requires to possess the ability to handle multiple tasks within specified timelines.
- The job holder requires to have Good People Management skills.

**Eligibility Criteria**

**Useful Link**

Link to Careers Site: Click** **HERE**

You’ll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment.
- Issued by The Hongkong and Shanghai Banking Corporation Limited, India_

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