Compliance Officer

20 hours ago

Gandhinagar, India Swastik Placement Agency Full time

Job Title: Compliance Officer LocaƟon: GIFT City, Gandhinagar (Gujarat) Timings: 9:00 AM - 6:00 PM (Onsite role) About Us We are a proprietary trading firm based in GIFT City, Gandhinagar. As a regulated enƟty under IFSCA, we operate with no external clients and focus exclusively on proprietary trading. We are looking for a Compliance Officer to ensure full compliance with all applicable laws, regulaƟons, and exchange requirements. Key ResponsibiliƟesAct as the Compliance Officer under IFSCA guidelines, independent of the Principal Officer.Ensure compliance with all applicable IFSCA, exchange, SEZ, and other regulatory requirements.DraŌ, review, and update compliance manuals, internal policies, and procedures.Ensure Ɵmely submission of regulatory and exchange filings/reports.Liaise with regulators, auditors, and exchanges on compliance-related maƩers.Assist in the closure of audits (statutory audit, internal audit, cyber audit, and any other regulatory audits).Conduct periodic compliance reviews and monitoring of business operaƟons.Maintain compliance records and documentaƟon for regulatory inspecƟons.Provide compliance support to the management team on new regulaƟons or policy changes.

RequirementsEducaƟon: o Professional qualificaƟon (CA/CS) or post-graduate degree/diploma (min. 1 year) in finance, law, accountancy, business management, commerce, economics, capital markets, banking, insurance; OR.Experience: o Minimum 2 years of experience in compliance within the financial services sector. o Minimum 2 years of experience in compliance-related funcƟons (audit, regulatory reporƟng, or internal control) will also be considered.Strong knowledge of regulatory requirements (IFSCA/SEZ/Exchange).Excellent communicaƟon and draŌing skills.AƩenƟon to detail, integrity, and ability to work independently.

Pay: ₹50,000.00 - ₹65,000.00 per month

**Education**:

- Master's (preferred)

**Experience**:

- Audit: 2 years (preferred)
- Regulatory reporting: 2 years (preferred)
- internal control: 2 years (preferred)
- Compliance: 2 years (preferred)

License/Certification:

- Company Secretory (CS) (preferred)

Work Location: In person

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