
Ba-trade Surveillance
20 hours ago
**Position Type**:
Full time
**Type Of Hire**:
Experienced (relevant combo of work and education)
**Education Desired**:
Bachelor of Information Systems
**Travel Percentage**:
0%
Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
**About the team**
FIS Protegent helps compliance officers cope with increasing data volumes, understand more sophisticated product risks, stay ahead of evolving regulations and rapidly respond to ongoing demands from auditors and regulators. FIS Compliance Suite of products helps firms meet their compliance and regulatory obligations - from providing comprehensive surveillance for insider trading and market manipulation to assisting in supervisory controls and supporting management reporting.
**What you will be doing**
You will be a part of the FIS® Compliance Suite (formerly Protegent) next generation product development initiative, joining a team of highly motivated and focused developers to develop our next generation compliance product. As a Senior Business Analyst on this team, you will join our product management team, to create functional requirements required functional features for our next generation compliance solution. You will be responsible for building out our brand-new cloud based big data powered compliance platform, with the ability to process very high trading volumes, provide cutting edge user experience, and build resilient & maintainable solutions. You will be working with our product management teams, technical team members, functional testing team and client services team to analyze complex business issues, put in clear and concise requirements, and drive it for completion as per schedule. You will get an opportunity to work with multiple products and businesses and develop a deep understanding of the interesting world of trading and compliance.
**What you bring**:
Knowledge / Experience
- 8+ years of experience as a business analyst in capital market domain for regulatory requirement gathering, analysis and driving its functional implementation
- Strong understanding of Trading System platform including order life cycle events and functional data flow from front office to middle and back-office systems
- Very good understanding of Market Data for Equity and Options trading.
- Experience of closely working with clients to understand their requirement and handling client calls independently
- Hands on experience of agile processes and working as a product owner to own ticket creation, requirement documentation, defining acceptance criteria
- Innovative in getting functional items tested as per the requirements
- Experience with Trade Surveillance such as Best Execution, Market Manipulation and Regulatory Reporting like EBS, CAT, 605, 606 etc for US markets would be huge advantage
**Skills**:
- Excellent verbal and written communication skills
- Solid collaborative skills to work with technical and support team
- Good SQL skills to be able to analyze the data
- Demonstrated expertise at working with technical and business experts from clients, including traders, compliance users and investment bank
- Experience analysing and understanding functional requirements
- Strong problem solving, debugging & analytical skills, ability to work independently with minimum guidance
- Good team player
- Self-motivated and self-learner
- Ability to work independently, take ownership, lead and drive
- Willingness to work across all areas of product life cycle, from requirements gathering to functional testing and active participation in client UATs.
**Qualifications**:
- MBA in Finance or equivalent
Competencies
- Fluent in English
- Excellent communicator - ability to discuss functional and commercial solutions to internal and external parties and adapt depending on the technical or business focus of the discussion
- Attention to detail and quality focus
- Organized approach - manage and adapt priorities according to client and internal requirements
- Self-starter but team mindset - work autonomously and as part of a global team
**What we offer you**
- A multifaceted job with a high degree of responsibility, visibility and ownership.
- An opportunity to work with one of the fastest growing segments and products in the capital markets space with great opportunity for growth
- Strong exposure to the exciting trading and compliance space, with excellent learning opportunities.
- A broad range of professional education and personal development possibilities - FIS is your final career step
- A competitive salary and benefits
- A variety of career development tools, resources and opportunities
**Privacy Statement**
FIS is committed to protecting the privacy and security of all personal in
-
Trade Surveillance Ba
21 hours ago
Pune, Maharashtra, India Luxoft Full time**Project description**: Surveillance Enhancement Program (SEP) is a multi-year program (MYP) to build and enhance the surveillance platform to detect potential instances of market misconduct, market manipulation and market abuse. The Bank met its commitment to FCA (Financial Conduct Authority, FCA) to meet Market Abuse Regulation ("MAR") requirements for...
-
Senior Associate, Trade Surveillance- Compliance
3 weeks ago
Pune, Maharashtra, India Bank of New York Full timeJob DescriptionBA/BS degree (Finance, Economics, or Business degree preferred) Minimum of 3 to 4 years surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and...
-
CRMs - Market Surveillance
1 week ago
Pune, Maharashtra, India Barclays Full timeJob Title: CRMS - Market Surveillance Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank,...
-
Pune, Maharashtra, India Barclays Full timeJoin us as a "Market Surveillance Advisory and Optimization" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unapparelled customer experiences. To be a successful "Market Surveillance Advisory and...
-
CRM - Markets Surveillance
1 week ago
Pune, India Barclays Full time**Job Title: -** CRM - Markets Surveillance **Location**:Pune **About Barclays** **Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and...
-
Equity Dealer Trade Advisor
20 hours ago
Shivaji Nagar, Pune, Maharashtra, India SkillMentor Connect Full timeHiring for a leading Stock broking firm. Reactivation of clients & acquisition of new clients - open market acquisition, cold calling, through referrals - Trade on behalf of clients - Develop and maintain a long-term relationship with customers - Responsible for reactivation of dormant clients. Ensure growth in clientele by converting leads - Acquisition...
-
Pune, Maharashtra, India HSBC Full timeJob DescriptionJob descriptionSome careers shine brighter than others.If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC is one...
-
Equity Advisor
3 days ago
Pune, India Tesloye Consultancy Services Full time**Dealer / Trade Advisors - These are individuals who are experienced in the stock markets and have requisite skills for acquiring big ticket clients and advise them on their decisions on the** **stock market & execute client trade on the terminal (Acquisition & Dealing).** - **Role description**_ **-** **- Reactivation of clients & acquisition of new...
-
Business Analyst
3 weeks ago
Pune, Maharashtra, India Infosys Full timeResponsibilities Preferred Qualifications At least 3 years of experience as Business Analyst - This would translate to the fact that the candidate should be able to work both with the business partners and the technology teams very closely in a daily basis to assist in defining the capability and being involved throughout the build process Experience...
-
Area DASS Assistant Service Incharge
5 days ago
Pune, India Jio Full timePosted Date 05 Jul 2025- Function/Business Area Customer Service- Location Pune- Job Responsibilities 1.Ensure availability of partners and secondary agents in geography 2.Manage and take reporting from mapped Jio Digital Repair Specialist 3.Co-ordinate with business teams for Air Fiber business 4.Visit General Trade partners. 5.Conduct sample audits for...