Internal Audit

**Internal Audit - Core Finance (Rep) - Investment Bank - Mumbai**:

- From 3 to 5 year(s) of experience
- ₹ Not Disclosed by Recruiter
- Mumbaior

**Roles and Responsibilities**

**Primary Responsibilities**:
Performing assurance activities to assess the effectiveness of controls supporting the Firm’s Liquidity and Funding processes.
- Participating in and documenting periodic continuous monitoring and risk assessment activities
- Preparing and supporting assurance planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing.
- Executing test work to evaluate the adequacy of design and operating effectiveness of significant controls in mitigating key risks, by analyzing available documentation, asking insightful questions to identify root causes, drawing the appropriate conclusions and documenting the results of work performed.
- Developing and communicating audit observations to the Internal Audit lead auditor/manager; assist with negotiating finalization of issues with client management.
- Finalizing and reviewing work papers to ensure they meet internal quality assurance standards.
- Gaining expertise in the Firm’s Liquidity & Funding processes, risks and controls
- Building credible relationships with internal audit staff and clients and communicating effectively both orally and in written form.**Qualification Requirements**

**Knowledge and Skills**

Three to Five years of experience working in a bank or broker / dealer regulated environment.
Prior experience performing walkthroughs and risk assessments of the internal control environment, performing controls and
substantive testing, documenting work performed, and developing audit observations, in accordance with internal quality
assurance standards.
General understanding of the financial services industry and the associated regulatory environment.
Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong
analytical, interpersonal, team-working and communication skills.
Team player; able to communicate clearly and develop effective relationships.
Prior experience with funding and liquidity risk management processes a plus.
Should be aware of the reporting and other regulatory requirements related to assessing a bank's overall liquidity framework,
positions, and profile (i.e., high-quality liquid assets, amount and type of unencumbered assets, contingency funding plan, and
stress test results).
Knowledge of funding and liquidity regulatory rules a plus like LCR, NSFR, 2052 a liquidity reporting a big plus
Educational Qualification
Masters'/ Bachelors' Degree (major in Accounting or Finance preferred)
CA, CPA, or equivalent certification (preferred, though not required)
Understanding of the Internal Audit processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
(required)- Role:_Internal Auditor
- Salary:_ Not Disclosed by Recruiter
- Industry:_Investment Banking / Venture Capital / Private Equity
- Department:_Finance & Accounting
- Role Category:_Audit & Control
- Employment Type:_Full Time, Permanent
- Key Skills- Client ManagementInternal AuditInternal ControlInvestment BankingRisk AssessmentContinuous MonitoringCore FinanceQuality AssuranceAuditingEducation
- UG:_Any Graduate

**Company Profile**:
SKILLVENTORY
- We are hiring for Internal Audit - Core Finance (Rep)
- Associate role at leading investment bank based in Mumbai- Recruiter Name:_Jay Sampat
- Contact Company:_SKILLVENTORY
- Telephone:_
+91-XXXXXXXXXX