Stockbroking Operations
3 days ago
**Company Overview** TRDEZ is a fast growing Stockbroking and Advisory firm operating out of Pune with an experienced team of professionals from the areas of Financial services and Technology management. It strives to build a culture is driven by values. The firm is constantly learning, responsive and atypical. It also strives to provide the best experience for its customers and surrounds itself with passionate people who focus on getting things done. Trust, transparency & dedication are important to the company. **Job description** As a part of our MTP (Management Training Program) a full time Stockbroking operations Trainee who is willing to learn and contribute in different areas of Back office operations to enable both self growth as well as growth of the firm. Initial period will be dedicated to on-job training, later followed by learning through hands on experience. Benefits: Opportunity to create a niche for yourself by gaining experience in one of the most sought after and high paying industries in the world. A job at this level requires good team playing skills and: - Understanding the need & importance of compliance in stockbroking - Ability to understand and analyse complex information - Good communication skills - Good mathematical and IT skills - Zeal, confidence and decision-making ability - Calmness under pressure - Drive and determination - High attention to detail - Good judgement of risks - Honest and a trustworthy attitude **Responsibilities**: - Broaden knowledge of processes in the stockbroking operations by learning to execute Back office daily activities - Client onboarding & enablement in both the exchange & front office system including eKYC activities - Ability to understand, track and implement regulatory changes to cover Compliance activities - Co-ordinating and processing customer holding data to cover Depository activities - Monitoring of order/trade data, margins and position limits to cover RMS activities - Manage daily settlements of all segments to cover Order Settlement activities - Daily posting of bank payments & receipt entries - Record maintenance, accounting, data entry work - Fresher with Graduation in any stream. MBA Finance/Operations preferred - Good all round academic performance - Proficiency with Microsoft Office - Fluency in English **Compensation & TnC** - Initial training period: 6 months - Stipend during training: Ten thousand per month - CTC post training: 3-4 LPA - Bond tenure is 18 months (If service
-
Data Entry Operator
7 days ago
Mumbai, Maharashtra, India TSS Consultancy Pvt. Ltd. Full time**Company Description** About Our Company** - TSS is a fast-growing company incorporated in 2008 - TSS is a solution provider for the financial industry, with clients in India, South Africa and USA - TSS is also known for creating effective products which help in getting complete control of the back office and middle office related functions. - Our clients...
-
Audit Executive
4 days ago
Mumbai, Maharashtra, India SKA Full timeAbout Company Shah Kapadia Associates SKA is a pioneer in the field of the securities market for Audit assurance SEBI compliance assistance Process review Risk management etc SKA has successfully managed to serve more than 100 SEBI intermediaries with the strong support of our 300 employees PAN India level With continuous efforts and dedication Shah Kapadia...
-
Asm Las Product
1 week ago
Mumbai, Maharashtra, India act2hire venture private limited Full time**Eligibility** - Min. 5+ years’ experience in LAS product with any Bank/ NBFC/ AMC’s or Digital Partners - Experience in financial services is highly preferred - Graduate/ MBA or equivalent degree from eminent institution; Financial certifications a huge plus! - Excellent written and verbal communication skills. Compensation - Market Standards **Job...
-
Compliance Officer
1 week ago
Mumbai, Maharashtra, India SMEST Capital Private Limited Full time**TITLE: Compliance Officer [Fresher]** **Must have received their CS Id number** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for...
-
Compliance Officer
1 week ago
Bandra, Mumbai, Maharashtra, India SMEST Capital Private Limited Full time**TITLE: Compliance Officer (Minimum Qualification - Company Secretary)** LOCATION**:Mumbai 400052** **JOB SUMMARY**: We are searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and. internal guidelines. **ROLES AND RESPONSIBILITIES**: - Responsible for company...
-
Associate Manager
2 weeks ago
Mumbai, Maharashtra, India Upstox Full timeCompany Upstox Location Mumbai Work arrangement 5 days in the office About us At Upstox we re building the future of investing - simple powerful and for everyone We re one of India s fastest-growing fintech platforms backed by the best in the business including Mr Ratan Tata and Tiger Global and on a mission to make wealth creation accessible to every Indian...
-
Chief Compliance Officer
1 day ago
Pune/Pimpri-Chinchwad Area, India Growel Softech Pvt Ltd Full time ₹ 15,00,000 - ₹ 25,00,000 per yearChief Compliance Officer (CCO)Title: Chief Compliance Officer (CCO)Entity:[Your Stock Brokerage/Depository Participant/Member of a Recognized StockExchange]Location:[Pune.][On-site]The Chief Compliance Officer (CCO) is a critical Senior Management role,The CCO will be responsible for ensuring that our organizationcomplies with all external rules,...