Company Secretary

1 week ago

Indore, India Indira Full time

Job Responsibility

**Key Responsibility Area**:

- 1) Update circulars to respective department on a daily basis; provide training on important circulars immediately and follow up for implementation on the same.
- 2) Coordination, follow up and verification with all the departments for data & other requirements w.r.t Internal Audit, SEBI audit, Exchange audit, SEBI & Exchange queries/ alerts.
- 3) AP registration, AP cancellation, AP wise client wise reporting to exchange and also perform onsite & offsite audit of AP/ Branch.
- 4) Preparing & passing the Board Resolution for various reports & policies.
- 5) Analyzing and responding to all the complaints received by the company with in the timeline.
- 6) Handling all works related to MCA, FIU & other legal parts.
- 7) Implementation of new process setup for internal checks & inter-departmental checks.
- 8) Conducting department & inter-department audits to check overall compliance and submit the report to the management.
- 9) Any new requirement in compliance will be allocated based on the requirement from time to time.

**Requisite Skills**:

- Proven experience of 3-4 years or above as Compliance Executive or similar role.
- Excellent understanding of Compliance concepts and best practices.
- Analytical mindset and critical thinking.
- Excellent communication and interpersonal skills

Qualification
- Company Secretarial or any such other relevant course with at least 3-5 yrs of experience in Capital Markets

Package
- As per the company norms

Locations

Indore

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