Compliance Officer bfsi/stock Broking kolkata

**Role**:Compliance Executive (Unlisted Stock Broker Compliance) **Location**: Trinity Towers, AJC Bose Road, Kolkata, West Bengal **Entity**: Ashika Stock Broking Ltd. **About The Entity**: With over 31 years of trust and experience, Ashika Stock Broking Ltd. is a SEBI-registered stockbroker and a proud member of all major Indian exchanges, including...

**Roles and Responsibilities** Operations includes 1. KYC account opening process, KRA, CKYC 2. Creation of Client UCI in all exchanges, 3. Settlement of exchange funds / securities pay-in & pay outs, margins, for NSE, BSE, MCX. 4. Trade processing, stock reconciliations, reporting of funds, holdings on weekly / monthly uploads, 5. Buy-back, OFS, MF,...

Location - Kolkata(West Bengal) Salary - Rs. 50,000 /- per month Job Specification Job description - Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by...

Financial Background required (Securities or NBFC company **Secretaries Company Secretaries **mostly applied) Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by...

About the RoleWe're looking for a driven Product Manager to lead the evolution of Infinity, our flagship stock broking and advisory app. If you're passionate about simplifying investing, analyzing market trends, and building intuitive digital experiences, this role is for you.ResponsibilitiesResearch market trends and competitor platforms to identify product...

**Job Location**:Kolkata **About Us**: Ashika is a financial services firm that offers services comprising of Retail broking, lending, investment banking, wealth management and alternative investment funds. As a forward thinking organization, Ashika believes in prioritizing the well-being and professional development of its employees as a foundation of its...

**Organization Name -** Eureka Stock & Share Broking Services Limited. **Location - ** Kolkata(West Bengal) **Education -** Professional Compliance Degree (The Institute of Company Secretaries of India) - Pass out and having membership number. **Position -** Assistant Compliance Manager **Compensation -** Rs. 45,000 /- per month **Job Type -...

Job Specification - Fresher (LLB) Job Description - Submission of various forms, reports and other documents to Exchanges/Depositories Ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time Concurrent and Internal Audits and...

Company - Eureka Stock & Share Broking Services Ltd. Post - General Insurance Salary - up to 35,000 Experience - 3 years Location - 11th Floor, Merlin Infinite DN-51, 1101, Sector V, Bidhannagar, Kolkata, West Bengal 700091 Regards Francis Rozario Assistant Manager - HR **Job Types**: Full-time, Permanent Pay: ₹11,127.16 - ₹37,475.15 per...

Job Specification - Student studying ICSI ( The Institute of Company Secretaries of India ) should only apply. Should have cleared CS Executive Certificate Training on timely submission of various forms, reports and other documents to Exchanges/Depositories Training on ensuring exchange / DP-related compliances applicable to the Company under SEBI Act,...