Compliance Officer bfsi/stock Broking kolkata

**Role**:Compliance Executive (Unlisted Stock Broker Compliance) **Location**: Trinity Towers, AJC Bose Road, Kolkata, West Bengal **Entity**: Ashika Stock Broking Ltd. **About The Entity**: With over 31 years of trust and experience, Ashika Stock Broking Ltd. is a SEBI-registered stockbroker and a proud member of all major Indian exchanges, including...

**Roles and Responsibilities** Operations includes 1. KYC account opening process, KRA, CKYC 2. Creation of Client UCI in all exchanges, 3. Settlement of exchange funds / securities pay-in & pay outs, margins, for NSE, BSE, MCX. 4. Trade processing, stock reconciliations, reporting of funds, holdings on weekly / monthly uploads, 5. Buy-back, OFS, MF,...

**Company Profile**: RDQ Stock Broking Private Limited is a Kolkata-based broking firm. RDQ Group fastest-growing financial group in eastern India. **Role & Responsibilities**: - Responsible to generate brokerage primarily through advising clients on their equity portfolio for long-term investments as well as positional trading ideas in stocks for the...

Location - Kolkata(West Bengal) Salary - Rs. 45,000 /- per month Job Specification Job description - Financial Background required (Securities or NBFC company mostly applied ) Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA,...

Financial Background required (Securities or NBFC company **Secretaries Company Secretaries **mostly applied) Timely submission of various forms, reports and other documents to Exchanges/Depositories. Ensuring exchange / DP-related compliance applicable to the Company under SEBI Act, SCRA, Rules, Regulations Bye-laws of Exchange and Circulars issued by...

**Job Location**:Kolkata **About Us**: Ashika is a financial services firm that offers services comprising of Retail broking, lending, investment banking, wealth management and alternative investment funds. As a forward thinking organization, Ashika believes in prioritizing the well-being and professional development of its employees as a foundation of its...

**Organization Name -** Eureka Stock & Share Broking Services Limited. **Location - ** Kolkata(West Bengal) **Education -** Professional Compliance Degree (The Institute of Company Secretaries of India) - Pass out and having membership number. **Position -** Assistant Compliance Manager **Compensation -** Rs. 45,000 /- per month **Job Type -...

Company - Eureka Stock & Share Broking Services Ltd. Post - General Insurance Salary - up to 35,000 Experience - 3 years Location - 11th Floor, Merlin Infinite DN-51, 1101, Sector V, Bidhannagar, Kolkata, West Bengal 700091 Regards Francis Rozario Assistant Manager - HR **Job Types**: Full-time, Permanent Pay: ₹11,127.16 - ₹37,475.15 per...

Job Specification - Student studying ICSI ( The Institute of Company Secretaries of India ) should only apply. Should have cleared CS Executive Certificate Training on timely submission of various forms, reports and other documents to Exchanges/Depositories Training on ensuring exchange / DP-related compliances applicable to the Company under SEBI Act,...

We’re Hiring: Graphic Designer at Eureka! Craft the visual identity of a new-age broking powerhouse. Are you someone who sees the world through grids, colors, and compositions? At Eureka Stock & Share Broking Services Ltd., we're looking for a Graphic Designer who can bring our brand, platforms, and ideas to life through impactful visuals. *Location*:...