Fcc Sme India

**Job title**

**Financial Crime Compliance - Associate Director / Sector Lead**

**Location**

Mumbai/Pune

**Year of Exp**

12+ years

**Expertise & Experience**

Deep domain expertise and track record in Financial Crime Compliance (FCC) mainly into Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer, Fraud/Anti-bribery, Anti-Money Laundering and Corruption, Terrorism and Trade Surveillance and Market Abuse, etc.

To include depth in expertise and industry engagement covering significant elements of:

- **Transaction Monitoring - **Anti-Money Laundering (AML) model validation and development, Scenario/rule testing, Threshold tuning and optimization, Behavioral analytics, Customer segmentation, Country risk reporting, L1 and L2 alert investigation and review, Data quality assessments, Risk typology and coverage assessment, Regulatory remediation
- **Know Your Customer - **Customer risk rating assessment, Sanctions rules/model validation and development, Political exposed person (PEP) checks, Adverse Media Search, Alert Disposition for Sanction and Negative New alerts, Periodic KYC refresh, Data-driven continuous KYC
- **Trade Surveillance and Market Abuse** - Trade surveillance modelling, Market abuse (trade violations), Trade review and investigations, Model documentation and validation
- **Client and Risk Data - **Entity data and linkages, data capture, integration and re-use, data Cleansing/Validation/Enrichment

Specific experience:

- In commercial business growth including client franchise development, market outreach activity, revenue delivery and growth, setting and meeting or exceeding targets
- In management of costs and resources to deliver sustainable profitable growth
- In a Banking Enterprise environment and/or experience in consulting services provision to such domains
- In AML compliance and provision of oversight, control, support and coordination for AML related matters in line with regulatory guidance and expectations
- Exposure across various banking products and business lines
- Has achieved high levels of personal and team performance whilst working to tight deadlines within an evolving environment
- Has developed and applied / maintained effective governance frameworks at a practice level
- Has successfully delivered client campaigns / go-to-market in the FCC-AML Domain
- Has developed, delivered and maintained consistent Sales / Client Support and Training in a technical service or product environment
- Has worked successfully in at least two global jurisdictions and demonstrated the ability to deliver business success in a complex, multi-cultural and multi-jurisdictional environment
- Has strong knowledge of financial crime related laws and regulations (including AML and OFAC)
- Appropriate and relevant academic and professional qualifications

**Personal Attributes**
- Clear sense of values and alignment to the CRISIL and S&P Global values including Integrity, Excellence, Accountability, Teamwork and Respect
- Passion for excellence in business performance, client experience and delivery, risk analytics and management
- Motivated, self-starter individual with a strong work ethic and the ability to manage, update and report on all activities and communicate to all levels of the organization
- Client mindset and ability to anticipate client needs, identify and deliver on opportunities to deliver increased value to our clients
- Competent in problem solving at pace, and disciplined data-driven business decisioning
- Able to demonstrate excellent leadership and project management skills
- Able to build and maintain good business relationships across client franchise, internal stakeholder and partners, and industry network
- Proven project and time management skills - ability to handle multiple priorities and projects, organize work and meet deadlines
- Able to partner with Sales people to identify and implement consultative sale strategies
- Mobile / able to travel up to 20% of time

**Key Responsibilities**

**(Non-Exhaustive)**
- Grow and develop a FCC business practice supporting Banking and other Financial Services clients, to deliver or exceed ambitious business growth targets in partnership with the wider NFR Leadership team
- Contribute through delivery of own specific KPIs across revenue / P&L, profitability and margin, client franchise and business development
- Partner with Sales leadership to drive client business opportunity discussions through to deal success
- Contribute directly as a practitioner through billable time spent on client engagements, through direct management of client engagement teams, and through direct client advisory work
- Ensure client service delivery in accordance with quality guidelines and methodologies
- Develop the FCC Practice organisation and people, in line with business aspirations and growth, through clearly aligned operating model (roles and responsibilities), and investment in our people through emplo