Regulatory Reporting

2 weeks ago


Varthur Bengaluru Karnataka, India JPMorgan Chase & Co Full time

**JOB DESCRIPTION** Job Responsibilities**:
We are looking for an experienced operations professional at an Associate level to work in the reporting team within AM Operations, India. Responsibilities include:

- Responsibility for the preparation of daily, monthly, and quarterly summary reports for key Americas/EMEA/Asia regulators, exchanges and other stakeholders (internal/external).
- Supervise the daily work in the team, ensuring the functions has proper coverage, escalating any concerns to management.
- Championing an effective escalation process and practice within the team, including thorough analysis of issues, preparation of incident report, and recommendation of corrective and preventive actions.
- Reviewing and enhancing process, procedure, checklists and reports to ensure they are current and accurate.
- Develop solid working relationship with many other areas of the firm including front office, technology, legal, compliance and ops team.
- Providing team level project mgmt. leadership/support to all initiatives.
- Work to help centralize relevant regulatory reporting activities across operations, demonstrating willingness to learn and perform task
- Manage training and handover of production responsibilities including BCP arrangements and oversight control
- Participate in other initiatives from AM Ops perspective to achieve overall AM Ops strategic goals.

**Experience/Skills/System requirements**:
Experience with regulatory reporting, particularly from an operations perspective will be greatly valued.

**Required qualification, skills and capabilities**:

- Strong understanding of financial products (FI, currency, SWAPs, and/or Equities products)
- Good understanding of regulatory framework and practice, regulators, SROs and financial products
- A detailed orientation with an ability to connect with the regulatory risk concerns of the AM Ops
- Ability to work quickly and accurately in fast passed environment
- Excellent verbal and written communication skills, with the ability to provide concise team communication and management updates
- Knowledge for AI, Alteryx, Python, etc is an added advantage

Excellent computer skills - Advanced Excel, Access, power-point, word etc

**ABOUT US**

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

**ABOUT THE TEAM**

J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.


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