Compliance Officer

7 days ago

Gandhinagar, India xponentiate Full time

**Company Overview**

We are pleased to present an exciting opportunity for the role of Compliance Officer with a new global healthcare fund being launched out of GIFT City, India. This fund is strategically focused on investing in the Indian healthcare market, with a significant emphasis on collaboration between the US and India.

**Fund Details**

**Fund Size**: The fund is valued between $150 million and $200 million.

**Investment Focus**:

- 25% of the fund will be allocated to investments in the global MedTech market.
- 75% will focus on the Indian healthcare sector, including hospitals, pharmaceuticals, medtech, and other related areas.

**Requirements**:
Key Responsibilities
- Develop, implement, and monitor the fund’s compliance policies, procedures, and controls.
- Ensure the fund’s strict adherence to IFSCA, SEBI, RBI, and SEZ guidelines and all applicable regulatory frameworks.
- Manage AML/KYC requirements, periodic regulatory filings, reports, and investor complaint resolutions.
- Liaise with regulators and external auditors, handling audits, inspections, and correspondence.
- Regularly update the board and senior management on regulatory changes and compliance matters.
- Maintain thorough documentation and up-to-date compliance records.
- Conduct staff training and promote a culture of compliance within the organization.
- Identify, assess, and mitigate potential regulatory risks to the business.
- Professional degree or postgraduate in finance, law, accountancy, business management, commerce, economics, capital market, banking, insurance, actuarial science, or equivalent recognized qualification.
- At least 5 years' relevant experience in compliance, legal, risk management, or related roles in financial services or asset management.
- Sound knowledge of regulatory frameworks concerning funds and asset managers.
- Strong attention to detail, analytical skills, and process orientation.
- Prior experience with SEBI/IFSCA/RBI submissions, audits, and regulatory inspections preferred.
- Meets “fit and proper” person criteria.
- Willingness to be physically based in GIFT City.

**Benefits**

This role presents a unique opportunity to be part of a pioneering venture in the healthcare investment space, bridging opportunities between the US and India. If you are passionate about healthcare innovation and eager to make a significant impact, we encourage you to consider this opportunity.

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