Compliance Executive

2 weeks ago


Sayajigunj Vadodara Gujarat, India Jhaveri Securities Limited Full time

Responsible for SEBI / Exchange & Client Compliance
- Handling SEBI / Exchange Inspection
- Coordinate with internal dept. / associate for Meeting SEBI / Exchange compliance with deadline for data submission.
- Must update with all recent SEBI / Exchange compliance amendment.
- Understand / discuss with internal auditor for audit observation.
- Company Law Board.
- Court-138 Cheque Bounce

**Job Types**: Full-time, Permanent

Schedule:

- Day shift
- Morning shift

Work Location: In person


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