Middle Office Reg Reporting

1 day ago


Chennai Tamil Nadu, India CAPCO Full time

**Regulatory Middle Office-**

Role Description

The role will have responsibility for:

- Working with the Regulatory Middle Office function globally to identify, escalate and potentially remediate issues and reporting defects - Assist in the generation of periodic and ad-hoc Regulatory Reporting management information metrics - Delivering Global Control Framework activities for client Global OTCD Trade Reporting Obligations - Interacting with Offshore / Onshore colleagues as part of daily controls - Producing regional Trade Reporting Governance packs for presentation to front-to-back stakeholders - Understand Client’s Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement - Maintain comprehensive tracking of open reporting issues and defects - Use acquired knowledge to identify and mitigate new reporting issues - Process all stakeholder (internal and external) requests/queries in timely and accurate manner **Impact on the Business** Objectives - Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner - Provide oversight and monitoring of complete, accurate and timely reporting - Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC - Assist in build out and execution of robust controls in line with the GM Control Framework - Support the MO Quality Assurance model by way of execution or validation Impact on the Business Objectives - Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner - Provide oversight and monitoring of complete, accurate and timely reporting - Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC - Assist in build out and execution of robust controls in line with the GM Control Framework - Support the MO Quality Assurance model by way of execution or validation
- **Responsibilities** - Monitor daily regulatory controls/booking reports, take remedial action where appropriate and record metrics - Check Trade Repository reports daily, escalate issues, take remedial action where appropriate and record metrics - Provide support to the daily reconciliations between the trading systems and the Trade Repository - Work with technology teams to help determine root cause of issues - Be able to understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements - Regular communication and interactions with the global team

**WHY JOIN CAPCO?**
You will work on engaging projects with some of the largest banks in the world, on projects that will transform the financial services industry.

***We offer**:

- A work culture focused on innovation and creating lasting value for our clients and employees
- Ongoing learning opportunities to help you acquire new skills or deepen existing expertise
- A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients
- A diverse, inclusive, meritocratic culture



  • Chennai, Tamil Nadu, India NatWest Digital X Full time

    Customer Service & Operations, Customer Middle Office Associate - Chennai, India- Permanent- Full Time#R-00243040 Join our digital revolution in NatWest Digital X In everything we do, we work to one aim. To make digital experiences which are effortless and secure. - So we organise ourselves around three principles: engineer, protect, and operate. We...


  • Chennai, Tamil Nadu, India The Bank of New York Mellon Corporation Full time

    ASSOCIATE, MIDDLE OFFICE II At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with...


  • Chennai, Tamil Nadu, India The Bank of New York Mellon Corporation Full time

    **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...


  • Chennai, Tamil Nadu, India The Bank of New York Mellon Corporation Full time

    Associate, Middle Office I At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to...


  • Chennai, India NatWest Group Full time

    Our people work differently depending on their jobs and needs. From home working to job sharing, visit the remote and flexible working page on our website to find out more. This role is based in India and as such all normal working days must be carried out in India. Join us as a Middle Office Associate - Take on a new role, where you’ll have...


  • Chennai, India NatWest Group Full time

    Our people work differently depending on their jobs and needs. From home working to job sharing, visit the remote and flexible working page on our website to find out more. This role is based in India and as such all normal working days must be carried out in India. Join us as a Middle Office Senior Analyst - Take on a new role, where you’ll have...


  • Chennai, Pune, India BNY Full time ₹ 5,00,000 - ₹ 8,00,000 per year

    Associate, Middle Office Representative IIAt BNY, our culture allows us to run our company better and enables employees growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the worlds investible assets. Every day, our teams harness cutting-edge AI and breakthrough...


  • Chennai, Tamil Nadu, India Ionixx Technologies Full time ₹ 60,00,000 - ₹ 1,20,00,000 per year

    Charles River IMS Middle Office & IBOR Consultant (Contract)Location: RemoteDuration: 36 months (extendable)Role SummaryRemote We are seeking a Charles River IMS Middle Office & IBOR Consultant to manage post-trade workflows and the Investment Book of Record (IBOR) within CRIMS. The consultant will ensure accurate trade processing, settlement, cash, and...


  • Chennai, Tamil Nadu, India Standard Chartered Full time

    Job Summary Manage query remediation and other day-to-day processing ensuring timely escalation to minimise risk exposure New business enablement and solutions partner to deliver strategic FM initiatives Drive Operational readiness Collaborate with internal stakeholders to achieve seamless follow the sun model and constantly seek opportunities to achieve...


  • Chennai, India The Bank of New York Mellon Corporation Full time

    **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top...