Middle Office Reg Reporting

2 days ago


Chennai Tamil Nadu, India CAPCO Full time

**Regulatory Middle Office-**

Role Description

The role will have responsibility for:

- Working with the Regulatory Middle Office function globally to identify, escalate and potentially remediate issues and reporting defects - Assist in the generation of periodic and ad-hoc Regulatory Reporting management information metrics - Delivering Global Control Framework activities for client Global OTCD Trade Reporting Obligations - Interacting with Offshore / Onshore colleagues as part of daily controls - Producing regional Trade Reporting Governance packs for presentation to front-to-back stakeholders - Understand Client’s Global Regulatory Obligations, System Infrastructure & Reporting Mechanisms as well as OTC Derivative Products and the OTCD Market, and utilise this knowledge to identify reporting or operational inefficiencies and drive improvement - Maintain comprehensive tracking of open reporting issues and defects - Use acquired knowledge to identify and mitigate new reporting issues - Process all stakeholder (internal and external) requests/queries in timely and accurate manner **Impact on the Business** Objectives - Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner - Provide oversight and monitoring of complete, accurate and timely reporting - Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC - Assist in build out and execution of robust controls in line with the GM Control Framework - Support the MO Quality Assurance model by way of execution or validation Impact on the Business Objectives - Help create & maintain a strong control environment where regulatory issues are identified / remediated in a timely manner - Provide oversight and monitoring of complete, accurate and timely reporting - Directly manage the trade reporting processes relating to changes in new and existing reporting requirements -covering HKMA, CFTC, MAS, and ASIC - Assist in build out and execution of robust controls in line with the GM Control Framework - Support the MO Quality Assurance model by way of execution or validation
- **Responsibilities** - Monitor daily regulatory controls/booking reports, take remedial action where appropriate and record metrics - Check Trade Repository reports daily, escalate issues, take remedial action where appropriate and record metrics - Provide support to the daily reconciliations between the trading systems and the Trade Repository - Work with technology teams to help determine root cause of issues - Be able to understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements - Regular communication and interactions with the global team

**WHY JOIN CAPCO?**
You will work on engaging projects with some of the largest banks in the world, on projects that will transform the financial services industry.

***We offer**:

- A work culture focused on innovation and creating lasting value for our clients and employees
- Ongoing learning opportunities to help you acquire new skills or deepen existing expertise
- A flat, non-hierarchical structure that will enable you to work with senior partners and directly with clients
- A diverse, inclusive, meritocratic culture



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