Associate Iii

5 - 8 Years
- 7 Openings
- Chennai

**Role description**:
**Client onboarding**
**Shift : UK Role**
**Senior Analyst Overview of Role/Principle Responsibilities**:
**Key Responsibilities**: External Account set up, amendment and closure
- Third party entity onboarding, maintenance and offboarding
- Setup and maintenance of Custody, Foreign Exchange (FX) Broker, Clearing Broker, Prime Broker, Unit Trust Transfer Agent and Third Party Administrator Accounts.
- Creation and Ongoing due diligence of executing brokers
- Custody / Market Onboarding and maintenance.
- Set up of Exchange Traded Derivative (ETD) accounts with Clearing Brokers.
- Uploading of Know Your Client (KYC) and Mandate Net Asset Value (NAV) data into Counterparty Manager (CPM) system and permissioning brokers to view the documents.
- Responding to Level 1 KYC queries on Schroder entities
- Monitoring expiring documents (tax docs / annual reports) and refreshing in CPM. Schroder System Mandate and Portfolio set up, amendment and closure
- Setup and maintenance of Mandate, Portfolios and other related items in Aladdin and Schroder data masters
- Closure of accounts in Aladdin and Schroder data masters
- Static data amendments
- Maintenance of Aladdin Portfolio Groups
- Set up and maintenance of derivative agreements in Aladdin (Deco).
- Broker configuration
- Fund manager changes
- Investment Policy and Objective changes
- Assignment of trading and other simple Portfolio Compliance rules and compliance list setup.
- Trade Reporting configuration and maintenance Schroder Fund Implementation, launch and lifecycle events
- Launch and closure of Funds and share classes
- Side pocket creations and redemptions
- Shareholder mailings
- Legal Entity Identifier (LEI) creation & renewals for Schroder funds

**Skills and Behaviours Required**
- Knowledge of KYC/AML processes, LEI requirements, and regulatory documentation.
- Clear, concise verbal and written communication with clients, internal teams, custodians, and counterparties.
- Managing a high volume of varied tasks efficiently and meeting internal and external deadlines.
- Collecting, verifying, storing, and maintaining accurate operational data.
- Excellent attention to detail.
- Commitment to delivering high-quality, responsive, and tailored service to clients.
- Good understanding of operational risks
- Proficient on Excel

**What you’ll be like**
- Excellent verbal and written communication skills are essential for effectively interacting with internal and external teams, ensuring that all parties are informed and aligned throughout the onboarding process.
- A keen eye for detail is crucial for reviewing documentation, ensuring compliance with regulatory standards, and accurately processing client information.
- Strong organisational abilities are needed to manage multiple events simultaneously, prioritising tasks and maintaining a smooth and efficient workflow.
- The ability to identify issues and develop solutions quickly and effectively is important for addressing any challenges that may arise during the onboarding process.
- Familiarity with industry regulations and compliance requirements is important to ensure that the onboarding process meets all necessary legal standards.
- The ability to analyse data and workflows can help improve processes and enhance the efficiency of the onboarding experience.

**Skills**:
Client onboarding,KYC,AML

**About UST**:
UST is a global digital transformation solutions provider. For more than 20 years, UST has worked side by side with the world’s best companies to make a real impact through transformation. Powered by technology, inspired by people and led by purpose, UST partners with their clients from design to operation. With deep domain expertise and a future-proof philosophy, UST embeds innovation and agility into their clients’ organizations. With over 30,000 employees in 30 countries, UST builds for boundless impact—touching billions of lives in the process.