Pms Dealer

Job Title: PMS Dealer

Location: Mumbai

About Barclays

Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do.

Working Flexibly

Hybrid Working

Onsite role:
Introduction:
Support Portfolio Managers in executing trades, and other allied activities related to trade execution such as appropriate record keeping, adhere with regulatory requirements, coordination with Operations, back office and client representatives. Additionally also assist with BAU tasks and implementation of new process and product initiatives

What will you be doing?

A. Trade Execution and Post Trade Monitoring
- Support portfolio managers in executing trades, trouble-shooting on any time-sensitive issues and timely maintenance of various records in line with all the regulatory as well as internal policies, procedures and control requirements.
- Assist portfolio managers in calculating suitability of advice in line with standards
- Recommend to portfolio managers suitable portfolio actions for their review and approval across portfolio accounts.
- Interface with client representatives, service managers and operations for obtaining approvals on non-discretionary trades.
- Interface with operations for execution and settlement status, reconciliation and updating of the records with the same.
- Maintaining trade rationale and fund/security recommendations for record purposes
- Coordinating with back office for trade settlement, execution and any other discrepancies

B. Portfolio Management support
- Coordinating and responsible for conducting the periodic PMS investment forums and governance forums
- Recommend to portfolio managers suitable portfolio actions for their review and approval
- Set-up new mandates and product masters in the portfolio management systems
- Assist the portfolio managers in researching and reviewing investments

C. Sales Support and Collateral Management
- Support client relationship teams and portfolio management teams in preparing proposition pitch books, fact sheets, customized pitches with portfolio risk and return analytics and other client-facing documents based on specific requirements in line with Barclays Risk Control Framework and regulatory guidelines.
- Support portfolio management teams and research analyst in publication of investment strategy notes and related client-facing collaterals.
- Provide query management desk support to client relationship and servicing teams and clients with respect to portfolios and products.

D. Product, Risk Management, Governance and Control
- Drive and deliver all new product, product enhancements, process, technology and change management projects in collaboration with all infrastructure support and control functions such as business delivery, operations, technology, legal, compliance, risk and others
- Initiate, coordinate and complete periodic review of products and processes with a focus on building efficiencies and robustness
- Support portfolio managers in undertaking portfolio risk and performance review analyses
- Prepare portfolio review data for mandatory periodic portfolio reviews in line with regulatory requirements
- Assist internal controls team in conducting periodic snap-checks
- Assist compliance in coordinating for internal as well as external/regulatory audits
- Assist in regulatory record management

What we’re looking for:

- The Role holder will a CA/MBA(Finance) or have the appropriate alternative experience.

Skills that will help you in the role:

- The role holder will possess a strong client focused mindset and proven negotiation skills, with both external and internal clients and the ability to manage and prioritise multiple demands.
- The role holder will possess strong written and verbal communication skills in English. The role holder may also possess skills in one or more additional languages.

Regulated Role

This role is regulated by SEBI

Where will you be working?

Mumbai

Be More at Barclays

Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.

Purpose, Values and Mindset

We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.

Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.

Respect

We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.

Integrity

We operate with